Full text of SEXTANT SECURITIES, LLC's X-17A-5 filed 2021-09-24 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## SEXTANT SECURITIES, LLC ## FINANCIAL STATEMENT For the year ended June 30, 2021 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 3 J, 2023 Estimated average burden 8-69772 hours per response ... 12.00 SEC FILE NUMBER ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** ### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Se,curities Exchange Act of 1934 and Rule 17a-S Thereunder** | REPORT FOR THE PERIOD BEGINNING | ----=-0-'-'-7 l-=-0 "-'-1 /2=0=2-=-0<br>MM/DD/YY | __<br>AND ENDING | 06/30/2021<br>MM/DD/YY | |----------------------------------------------------------------------------------------|--------------------------------------------------|------------------|--------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | DEALER:<br>NAME OF BROKER - | | | | | Sextant Securities, LLC | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID.NO. | | | 42 Broadway, Suite 12-1<br>29. | | | | | (No. and Street) | | | | New York | NY | | 10004 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT JN REGARD TO THIS REPORT | | | | | Howard Spindel | | | (212)897-1688 | | | | | Telephone No.)<br>(Area Code - | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | | | | | | | | | | YSL & Associates<br>(Name - | if individual, state last, first, middle name) | | | | J l Broadway<br>(Address) | New York<br>(City) | NY<br>(State) | 10004<br>(Zip Code) | | | | | | | | | | | | [B Certified Public Accountant | | | | | D<br>Public Accountant | | | | | CHECK ONE:<br>D<br>Accountant not resident in United States or any of its possessions. | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC* 1410 (3-91) {2}------------------------------------------------ ### **AFFIRMATION** I, Kathy Efrem, affirm that. to the best of my knowledge and belief, the accompanying financial statement and supplemental schedule pertaining to Sextant Securities, LLC for the year ended June 30. 2…Read the full text as markdown