Full text of VANAHEIM SECURITIES, LLC's X-17A-5 filed 2024-03-04 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2023 {1}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM #### DECEMBER 31, 2023 ## CONTENTS | Facing Page | 1 | |------------------------------------------------------------------------------------------------|------| | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm<br>on Statement of Financial Condition | 3 | | Financial Statement: | | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5-11 | {2}------------------------------------------------ UNITED STATES SECURfflES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 **PART** Ill 0MB Number: ms-ow Expires: Nav. 30, 2026 Estimated averaaa buran hours **per response:** 12 > SEC FILE NUMBER 8-70891 **FAQNGPAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a•7 under the Securities Exchanp Act of 1934** FILING FOR THE PERIOD BEGINNING January 1, 2023 AND ENDING December 31, 2023 **MM/DD/VY MM/DD/VY** **A. REGISTRANT IDENTIFICATION** # NAMEOFFIRM: VANAHEIM SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): (i) Broker-dealer □ Security-based swap dealer □ Major security-based swap partidpant □ Check here If respondent Is aJso an OTC derivatives daaler **ADDRESS** OF **PRINCIPAL PLACE** OF **BUSINESS: (Do not** use **a P** .0. **box no.)** # 425 SOUTH FINANCIAL PLACE, STE. 3200 | Chicago | Illinois | | 60605 | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------|---------------------------------| | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Chris Mellee | (312) 379-0200 | | chrls.meDee@valkyrietradlng.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained In this flllng* | | | | | Jesser, Ravid, Jason, Basso and Farber, LLP<br>(Name-if lndMdual, state last, first, and middle name) | | | | 230 W. Monroe St., Ste. 2300 Chicago | | Illinois | 60606 | | (Address) | | (State) | (ZtpCode) | | 11/05/2003 | | 851 | | | (DateofR | | PCAOB | tlon Number, If<b…Read the full text as markdown