Full text of BOFA SECURITIES, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **BofA Securities, Inc. and Subsidiaries** **(SEC ID No. 8-69787)** **Consolidated Balance Sheet** **December 31, 2020** Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ #### **Page(s)** #### **Report of Independent Registered Public Accounting Firm** | Consolidated Balance Sheet | 1 - 2 | |-----------------------------------------|--------| | Notes to the Consolidated Balance Sheet | 3 - 35 | {2}------------------------------------------------  # Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholder of BofA Securities, Inc.: ## Opinion on the Financial Statement – Balance Sheet We have audited the accompanying consolidated balance sheet of BofA Securities, Inc. and its subsidiaries (the "Company") as of December 31, 2020, including the related notes (collectively referred to as the "consolidated financial statement"). In our opinion, the consolidated financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2020 in conformity with accounting principles generally accepted in the United States of America. ## Basis for Opinion The consolidated financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's consolidated financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit of this consolidated financial statement in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the consolidated financial statement is free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the consolidated financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the c…Read the full text as markdown