Full text of GORDON DYAL & CO., LLC's X-17A-5 filed 2025-12-02 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ GORDON DYAL & CO., LLC FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PUBLIC PURSUANT TO RULE 17a-5(e)(3)) SEPTEMBER 30, 2025 {1}------------------------------------------------ # GORDON DYAL & CO. , LLC # CONTENTS | Form X-17A-5 Part Ill: Facing Page | | |---------------------------------------------------------|-----| | Oath or Affirmation | | | Report of Independent Registered Public Accounting Firm | | | Financial Statements | | | Statement of Financial Condition at September 30, 2025 | | | Notes to Financial Statements | 2-5 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549 # 0MB APPROVAL 0 M B Number: 3235-0123 Expires: Nov 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69791 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill # **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FI LING FOR THE PERIOD BEGINNING \_\_\_\_ 1 \_ 01 \_ 1 \_ 12 \_ 4 \_\_\_ AND ENDING \_\_\_\_ 9 \_ 13 \_ 0 \_ 12 \_ 5 \_\_ \_ MM/ 00/YY MM/ 00/YY | A. REGISTRANT IDENTIFICATION | | | | |----------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|------------| | | NAME OF FIRM: _G_o_r_d_o_n_D_y_a_l &_ c_o_ •• _L_L_c ____________________ _ | | | | iii! Broker-dealer | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Major security-based swap participant | | | 152 West 57th Street. 39th Floor | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | (No. and Street) | | | | New York | | NY | 10019 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | Ji ll Dyal (212) 321-4012 jill@dyalco.com (Name) (Area Code -Telephone Number) (Email Address) # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in t his filing• De Marco Sciaccotta Wilkens & Dunleavy, LLP | (Name - if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------|-----------|---------|----------------------------------------------|--|--| | 20646 Abb…Read the full text as markdown