Full text of LEONIS SECURITIES, LLC's X-17A-5 filed 2022-02-10 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69797 ## **ANNUAL REPORTS FORM X-17A-S PART Ill** | | | FACING PAGE | | | | | | | | |----------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|-----------------------------------------------|--|--|--|--|--| | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | FILING FOR THE PERIOD BEGINNING 1 /1 /21 | AND ENDING 12/31 /21 | | | | | | | | | | | | ---------<br>MM/DD/YY | | MM/DD/ Y Y | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | NAME oF FIRM: Leonis Securities, LLC | | | | | | | | | | ~ Broker-dealer | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 330 Madison Ave., Suite 2400 | | | | | | | | | | (No. and Street) | | | | | | | | | | | | New York | NY | | 10017 | | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Robert Koven | | (212) 804-8816 | | rkoven@leonispartners .com | | | | | | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | RUBIO CPA, PC | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 2727 Paces Ferry Rd SE, Suite 2-1680 Atlanta | | GA | 30339 | | | | | | | (Address) | | (City) | (State) | (Zip Code) | | | | | | | 5/5/09 | | | 3514 | | | | | | | | rte of Reg;stcaUoo w;th PCAOB)l;f appUcable) | | | | I<br>(PCAOB Reg;stcaUoo N"mbec, ;fa ppUcable) | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be cover…Read the full text as markdown