# BUCKLER SECURITIES LLC X-17A-5/A (2022-02-23) — Broker-dealer annual report

- Company: BUCKLER SECURITIES LLC
- Form: X-17A-5/A
- Filed: 2022-02-23
- Period: 2021-12-31
- Accession: 0001679011-22-000006
- CIK: 1679011
- File #: 8-69807
- Type: Broker-dealer
- Material weakness: No
- Auditor: Deloitte & Touche LLP
- Auditor location: New York, NY
- Contact: gordon harper
- Phone: 17726174340
- Website: deloitte.com
- Signed by: James R. Mountain (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/1679011/000167901122000006/BUCKPUB21.pdf

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# SEC File Number 008-69807

Statement of Financial Condition

# as of

# December 31, 2021

# and

Report of Independent Registered Public Accounting Firm

Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT.

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#### BUCKLER Securities LLC

### Table of Contents

| Report of Independent Registered Public Accounting Firm |  |
|---------------------------------------------------------|--|
| Financial Statement                                     |  |
| Statement of Financial Condition                        |  |
| Notes to Financial Statements                           |  |

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**Deloitte & Touche LLP**  30 Rockefeller Plaza New York, NY 10112-0015 USA

Tel: +1 212 492 4000 Fax: +1 212 489 1687 www.deloitte.com

#### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM**

To the Members and the Board of Directors of BUCKLER Securities LLC

#### **Opinion on the Financial Statement**

We have audited the accompanying statement of financial condition of BUCKLER Securities LLC (the "Company") as of December 31, 2021, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2021, in conformity with accounting principles generally accepted in the United States of America.

#### **Basis for Opinion**

The financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on this financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud.

Our audit included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statement. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statement. We believe that our audit of the financial statement provides a reasonable basis for our opinion.

February 23, 2022

New York, NY

We have served as the Company's auditor since 2018.

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# **#9'9+2+394,/3'3)/'143\*/9/43**

|                                                                     | +)+2(+7<br> |              |
|---------------------------------------------------------------------|-------------|--------------|
| 88+98                                                               |             |              |
|                                                                     |             |              |
| 2D9                                                                 |             | <br>         |
| ,64FC:E:6DAFC492D65F?56C28C66>6?EDE@C6D6==                          |             | <br><br><br> |
| +646:G23=6D2?556A@D:EDH:E93C@<6CD<br>562=6CD2?54=62C:?8@C82?:K2E:@? |             | <br><br>     |
| )C6A2:56IA6?D6D2?5@E96C                                             |             | <br>         |
| %62D6C:89E@7FD62DD6E                                                |             | <br>         |
| \$49'188+98                                                         |             | <br><br><br> |
|                                                                     |             |              |
| /'(/1/9/+8'3*+2(+78<br>6:/9>                                        |             |              |
|                                                                     |             |              |
| /'(/1/9/+8                                                          |             |              |
| ,64FC:E:6DD@=5F?56C28C66>6?EDE@C6AFC492D6                           |             | <br><br><br> |
| )2J23=6DH:E94=62C:?8@C82?:K2E:@?D                                   |             | <br><br>     |
| %62D6=:23:=:EJ                                                      |             | <br>         |
| 44@F?EDA2J23=62?5@E96C244CF656IA6?D6D                               |             | <br>         |
| \$49'1/'(/1/9/+8                                                    |             | <br><br><br> |
|                                                                     |             |              |
| #:(47*/3'9+*/'(/1/9/+8'114<'(1+'8+6:/9>/3)425:9/3-3+9)'5/9'1        |             | <br><br>     |
|                                                                     |             |              |
| +2(+78<br>6:/9>                                                     |             | <br><br>     |
| \$49'1/'(/1/9/+8'3*+2(+78<br>6:/9>                                  |             | <br><br><br> |

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|                                                | 7488'1'3)+   | 24:3983+99+*43<br>9.+#9'9+2+394,<br>/3'3)/'143*/9/43 | #9'9+2+394,/3'3)/'1<br>43*/9/43 |              |  |
|------------------------------------------------|--------------|------------------------------------------------------|---------------------------------|--------------|--|
| 88+98                                          |              |                                                      |                                 |              |  |
| ,64FC:E:6DAFC492D65F?56C28C66>6?ED<br>E@C6D6== | <br><br><br> | <br><br><br><br>                                     |                                 | <br><br><br> |  |
| /'(/1/9/+8                                     |              |                                                      |                                 |              |  |
| ,64FC:E:6DD@=5F?56C28C66>6?EDE@<br>C6AFC492D6  | <br><br><br> | <br><br><br><br>                                     |                                 | <br><br><br> |  |

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{7}------------------------------------------------

# **49+894#9'9+2+394,/3'3)/'143\*/9/43**

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{8}------------------------------------------------

## **49+894#9'9+2+394,/3'3)/'143\*/9/43**

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{9}------------------------------------------------

# **49+894#9'9+2+394,/3'3)/'143\*/9/43**

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{10}------------------------------------------------

# **49+894#9'9+2+394,/3'3)/'143\*/9/43**

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| /3'3)/'188+98                                                               |              |              |                          |      |              |          |       |              |              |                |
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| ,64FC:E:6DAFC492D65F?56C<br>28C66>6?EDE@C6D6==                              | <br><br><br> |              | <br>L<br><br><br>        |      |              | <br>L    |       | <br><br><br> |              |                |
| +646:G23=6D2?556A@D:ED<br>H:E93C@<6CD<br>562=6CD2?5<br>4=62C:?8@C82?:K2E:@? | <br><br><br> |              | <br><br>                 |      | <br><br><br> |          | <br>L |              | <br><br><br> |                |
| -@E2=DD6ED                                                                  | <br><br><br> |              | <br><br>                 |      | <br><br><br> |          | <br>L |              | <br><br><br> |                |
|                                                                             |              |              |                          |      |              |          |       |              |              |                |
| /'(/1/9/+8                                                                  |              |              |                          |      |              |          |       |              |              |                |
| ,64FC:E:6DD@=5F?56C<br>28C66>6?EDE@C6AFC492D6                               | <br>         | <br>         |                          | L    |              | <br><br> |       | L            |              | <br><br>       |
| )2J23=6DE@4=62C:?8<br>@C82?:K2E:@?D                                         |              | <br><br>     |                          |      |              | <br><br> |       |              |              | <br><br>       |
| ,F3@C5:?2E65=@2?                                                            | <br>         | <br>         |                          | L    |              | <br><br> |       | L            |              | <br><br>       |
| -@E2=%:23:=:E:6D                                                            | <br>         | <br>         |                          | L    |              | <br><br> |       | L            |              | <br><br>       |

### **49+ #+):7/9/+8/3'3)/3-**

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| 646>36C<br> | <br><br><br>       | <br><br><br> | <br><br><br> | <br><br>           | <br><br><br> |

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#### **49+ +9'5/9'1"+6:/7+2+39**

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