Full text of 280 SECURITIES LLC's X-17A-5 filed 2020-02-21 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 ### **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | SEC FILE NUMBER | |-----------------| | 8-69819 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEG INNING 01 /01 /19<br>MM/00/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME oF BROKER-DEALER: 280 Securities LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | AND ENDING 12/31 /19 | -----------<br>MM/DD/VY | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | OFFICIAL USE ONLY | | | | | | | | | | FIRM I.D. NO. | | | | | | | | | | | | | CA | | | | | (State) | | | | | | | 628-231-2493 | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | | | | | | | | | | | CA | 94105 | | | | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (No. and Street)<br>San Francisco<br>FOR OFFICIAL USE ONLY | 94105<br>(Zip Code)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>(Name - if individual, stale fast. first. middle name)<br>Accountant not resident in United States or any of its possessions. | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion ofan independent public accountant must be supported by a statement of facts and drcumstances relied on as the basis for the exemption. See Section 240. I 7a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a c…Read the full text as markdown