Full text of TFA SECURITIES, INC.'s X-17A-5 filed 2026-02-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC COPY TFA SECURITIES, INC. ANNUAL AUDIT REPORT DECEMBER 31, 2025 {1}------------------------------------------------ **UNITED STATES** SECURITIES **AND EXCHANGE COMMISSION Washington,** D.C. **20549** ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235�123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | |-----------------| | 8-69822 | FACING PAGE **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ 0 \_1\_/0 \_1\_/ \_ 2 \_ 5 \_\_ AND ENDING \_\_ **1\_2\_/3\_1 /\_2\_5 \_\_ \_** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: TFA Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): MM/DD/YY � Broker-dealer O Security-based swap dealer 0 Major security-based swap participant □ Check here **if** respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 201 Continental Blvd, Suite #110 (No. and **Street)** El Segundo CA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 90245 (Zip Code) David Howard (704) 957-6075 dhoward@tfacp.com (Name) (Area Code -Telephon e Number) (Email Address) 8. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• Brian W Anson, CPA (Name - if individual, state last, first, and middle name) 1845 5 Burbank Blvd #406 Tarzana CA 913 56 (Address) (City) (State) (Zip Code) 09/15/ 20 05 2370 **FOR OFFIOAL USE ONLY** • daims for exemption from the requirement that the annual reports be covered by the reports of an indep endent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 **CFR** 240.17a-S(e)[l)(ii), if applicable. **Persons who ere to respond to the collectlon of Information contained In this form ere not required to respond unless the form displays e currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** **I,** David Howard **swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of** TFA Securities, Inc **as of** December 31 **2� is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent per…Read the full text as markdown