Full text of GPP SECURITIES, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder report for the period beginning 01/01/20 AND ENDING 12/31/20 M/DD/YY FICIAL USE ONLY FIRM I.D. NO. 165 MASON STREET, SRD FLOOR 203-971-3300 B. ACCOUNTANT IDENTIFICATION (Name - if individual, state last, first, middle name) 529 FIFTH AVENUE NEW YORK NY 10017 (Address) (City) (State) (Zip Code) Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(c)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. ### ANNUAL AUDITED REPORT FORM X-17A-5 CONFIDENTIAL UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . . 12.00 | SEC FILE NUMBER | | | | | |-----------------|--|--|--|--| | 9832<br>6<br>8- | | | | | | MM/DD/YY | | |-------------------------------------------------------------------|--| | A. REGISTRANT IDENTIE CATION | | | NAME OF BROKER-DEALER: GPP SECURITIES, LLC | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | 400 HACK CTPT 201 F WAR | | | | (No. and Street) | | | |-----------|------------------|------------|--| | GREENWICH | CT | 06830 | | | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT RON PANZIER (Area Code - Telephone Number) INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* ### CITRIN COOPERMAN & COMPANY, LLP CHECK ONE: {1}------------------------------------------------ | RON PANZIER | _, swear (or affirm) that, to the best of | |---------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------| | | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of | | GPP S…Read the full text as markdown