HERALD INVESTMENT MARKETING, LLC X-17A-5 (2021-02-25) — Broker-dealer annual report

Full text of HERALD INVESTMENT MARKETING, LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HERALD INVESTMENT MARKETING, LLC
• Form: X-17A-5
• Filed: 2021-02-25
• Period: 2020-12-31
• Accession: 0001686268-21-000004
• CIK: 1686268
• File #: 8-69854
• Material weakness: No
• Auditor: Sanville & Company
• Auditor location: Abington, PA
• Contact: Patrick Chism
• Phone: 484-840-3711
• Signed by: Patrick Chism (CEO)

Document text (excerpt)

X-17A-5 0001686268 XXXXXXXX LIVE true false true 01-01-2020 12-31-2020 Broker-dealer N HERALD INVESTMENT MARKETING, LLC GATEWAY CORPORATE CENTER, SUITE 216 223 WILMINGTON WEST CHESTER PIKE CHADDS FORD PA 19317 Patrick Chism 484-840-3711 Sanville & Company 1514 Old York Road Abington PA 19001 Certified Public Accountant Patrick Chism HERALD INVESTMENT MARKETING, LLC 12-31-2020 Patrick Chism CEO Y

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Other filings by this registrant

• X-17A-5 — 2026-02-26
• X-17A-5 — 2025-02-26
• X-17A-5/A — 2024-03-01
• X-17A-5 — 2024-02-28
• X-17A-5 — 2023-02-24
• X-17A-5 — 2022-02-23
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-02-28

Original filing on SEC EDGAR (source of record)