# ASL CAPITAL MARKETS INC. X-17A-5 (2018-08-24) — Broker-dealer annual report

- Company: ASL CAPITAL MARKETS INC.
- Form: X-17A-5
- Filed: 2018-08-24
- Period: 2018-06-30
- Accession: 0001690976-18-000011
- CIK: 1690976
- File #: 8-69872
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: Stamford, CT
- Contact: Robert K. Tuite
- Phone: 203-388-2955
- Signed by: Robert K. Tuite (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1690976/000169097618000011/ASLCMI_PUBLIC_June_2018.pdf

---

X-17A-5

 0001690976
 XXXXXXXX

 LIVE

 false
 false
 false

 06-22-2017
 06-30-2018
 Broker-dealer
 N

 ASL CAPITAL MARKETS INC.

 600 SUMMER STREET
 SUITE 202
 STAMFORD
 CT
 06901

 Robert K. Tuite
 203-388-2955

 Ernst & Young LLP

 300 First Stamford Place
 Stamford
 CT
 06902

 Certified Public Accountant

 Robert K. Tuite
 ASL CAPITAL MARKETS INC.
 06-30-2018
 Robert K. Tuite
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.