Full text of AMS DERIVATIVES B.V.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | | | | |---------------------------|-----------------|--|--|--| | OMB Number: | 3235-0123 | | | | | Expires: | August 31, 2020 | | | | | Estimated average burden | | | | | | hours per response 12.00 | | | | | | | | | | | | SEC FILE NUMBER | |-----------------| | 8-69890 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | |---------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------|-------------------------|--------------------------------|--| | REPORT FOR THE PERIOD BEGINNING 01/01/19 | | | AND ENDING 12/31/19 | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: AMS Derivatives BV | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | Strawinskylaan 3095 | | | | | | | | (No. and Street) | | | | | | Amsterdam | | The Netherlands | | 1077 ZX | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Erwin Loman / Telephone: +31 20 708 7672 | | | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | KPMG Accountants NV | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | Laan van Langerhuize 1 | Amstelveen | | The Netherlands 1186 DS | | | | (Address) | (City) | (State) | | (Zip Code) | | | CHECK ONE: | | | | | | | Certified Public Accountant | | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of . Southill porcent who are to respond to the obliconon of > information contained in this form are not required t…Read the full text as markdown