Full text of TUDOR SECURITIES, LLC's X-17A-5 filed 2021-03-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2020 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** OMB Number: 3235-0123 **Washington, D.C. 20549** Expires: Estimated average burden hours per response. . . . . . . 12.00 October 31, 2023 OMB APPROVAL # **PUBLIC ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | | | |-----------------|--|--| | 8-69911 | | | #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 1/1/2020 | AND ENDING | | 12/31/2020 | | |-----------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------|-------------------|------------------------------------|--| | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | Tudor Securities LLC | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | _________________<br>FIRM I.D. NO. | | | 601 Brickell Key Drive, Suite 700 | | | | | | | | (No. and Street) | | | | | | Miami | FL | | 33131 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | Juan Carlos Carreras | | 347-479-4121 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained on this Report*<br>Assurance Dimensions, Certified Public Accountants and Associates | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 4920 W. Cypress Street, Suite 102 | Tampa | | Florida | 33607 | | | (Address) | (City) | | (State) | (Zip Code) | | | CHECK ONE: | | | | | | | X<br>Certified Public Accountant | | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | \* *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the bas…Read the full text as markdown