Full text of STONINGTON DRIVE SECURITIES LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Stonington Drive Securities LLC (A wholly owned subsidiary of Stonington Capital Advisors LLC) (SEC I.D. No. 8-69914) Report Pursuant to Rule 17a-5 of The Securities and Exchange Commission *Financial Statements and Supplemental Schedules* As of and for the Year Ended December 31, 2025 (Including Report of Independent Registered Public Accounting Firm) This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition is bound separately bas been filed simultaneously herewith as a Public Document. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| **FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 11112025 AND ENDING 1213112025 ---------- ----------- MM/DD/VY MM/DD/ Y Y **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Stonington Drive Securities LLC TYPE OF REGISTRANT (check all applicable boxes): ii Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 51 JFK Parkway First Floor West Short Hills (City) (No. and Street) NJ (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 07078 (Zip Code) Thomas Hopkins 603-216-8933 thopkins@foreside.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ferrara CPA, LLC {Name - if individual, state last, first, and middle name) 100 Horizon Center Blvd, Hamilton, NJ (Address) 12/17/2024 Hamilton (City) 7259 NJ (State) 08691 (Zip Code) T" **of ••~strafo, w;th PCAOBJ(;f appUcable) FOR OFFICIAL USE ONLY (PCAOB Reg,~rntio, Nombec, ;f appUcable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e){l){ii), if applicable. **Persons who are to respond to the collection…Read the full text as markdown