Full text of PARKSIDE SECURITIES, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statement December 31, 2020 Public Document These financial statements are filed as a public document pursuant to subparagraph (e) (3) of Rule l 7a-5 of the Securities and Exchange Commission. {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** ## **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **01/01/20** AND ENDING **12/31/20** MM/DD/YY. MM/DD/YY # A. **REGISTRANT /DENT/FICA TION** #### NAME OF BROKER-DEALER: **PARKSIDE SECURITIES, INC.** OFFICIAL USE ONLY ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **1948 EVERBRIDGE CT** WALNUT CREEK CA 94597 (City) (State) (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT **MARC METCALF** #### (Area Code - Telephone Number) # *B.* **ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* #### **ERNST WINTTER** & **ASSOCIATES LLP** (Name- *if individual, state last,first, middle name)* | Walnut Creek | CA | 94596 | |---------------------------------------------------------------------|---------|-----------------------| | (City) | (State) | (Zip Code) | | | | | | Certified Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5 (e)(2)* | 0MB APPROVAL | | | | |--------------------------|--|---------------------------|--| | 0MB Number: | | 3235-0123 | | | Expires: | | October 31, 2023 | | | Estimated average burden | | | | | | | hours per response 12.00 | | | | SEC FILE NUMBER | |---------|-----------------| | 8-69921 | | (No. and Street) (650) 219-0153 FIRM I.D. NO. {2}------------------------------------------------ ## **OATH OR AFFIRMATION** I, **Marc Metcalf,** swear ( or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **Parkside Securities, Inc.** as of **December 3…Read the full text as markdown