Full text of A5 SECURITIES LLC's X-17A-5 filed 2025-08-12 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: Expires: Estimated average burden hours per response: 3235-0123 Nov. 30, 2026 12 # ANNUAL REPORTS FORM X-17A-5 PART III | | SEC FILE NUMBER | | | |--|-----------------|--|--| | | | | | OMB APPROVAL 8 - 69944 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 7/1/2024 | | 6/30/2025 | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | A5 Securities LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X<br>Broker-dealer<br>□<br>□<br>Check here if respondent is also an OTC derivatives dealer<br>□ | Security-based swap dealer | Major security-based swap participant<br>□ | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | _____________________________________________________________________________________ | 375 West End Avenue, Unit 10D | | | | | (No. and Street) | | | | New York<br>_____________________________________________________________________________________ | NY | | 10024 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Gary Cutson<br>_____________________________________________________________________________________ | 212-765-0043 | | gcutson@a5securities.com | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Bauer & Company, LLC<br>_____________________________________________________________________________________ | | | | | | (Name – if individual, state last, first, and middle name) | | | | PO Box 27887<br>_____________________________________________________________________________________ | Austin | TX | 78755 | | (Address) | (City) | (State) | (Zip Code) | | 11/20/2014<br>_____…Read the full text as markdown