Full text of TORREYA CAPITAL, LLC's X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **TORREY A CAPITAL, LLC** Statement of Financial Condition With Report of Independent Registered Public Accounting Firm thereon December 31, 2020 {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | | 0MB APPROVAL | |--------------------------------------|-------------------| | 0MB Number: | 3235-0123 | | Expires:<br>Estimated average burden | October 31 , 2023 | | hours per response . | 12.00 | | | | **8-69954** SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** # **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ____<br>0~l~/0~l=/2=0=2~0 | ____<br>AND ENDING | __<br>___<br>~l2=/~3=1/=20=2=0<br>_ | | |--------------------------------------------------------------------------|-------------------------------------------------------|--------------------------------|-------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALERS: Torreya Capital, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | FIRM I.D. NO. | | | | 555 Madison Avenue, Suite 1201 | (No. and Street) | | | | | New York | | 10022 | | | | (City) | NY<br>(State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Tim Opler | | | 212-257-5802 | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Citrin Cooperman & Company, LLP | | | | | | | (Name - if individual, state last,first, middle name) | | | | | 529 Fifth A venue | New York | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountants<br>IBJ | | | | | | D<br>Public Accountant | | | | | | D Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5 (e)(2)* > **Potential persons who…Read the full text as markdown