Full text of INCENTRUM SECURITIES, LLC's X-17A-5 filed 2026-01-29 (period 2025-11-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### INCENTRUM SECURITIES, LLC ## AUDITED FINANCIAL STATEMENTS FORM X-17A-5 PART III #### SEC FILE NO 288831 NOVEMBER 30, 2025 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (CONFIDENTIAL PURSUANT TO RULE 17a-5(c )(3)) {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: Estimated average burden hours per response: 3235-0123 Nov. 30, 2026 12 SEC FILE NUMBER 8-69961 FACING PAGE | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 12/01/2024 | | 11/30/2025 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------|---------------------------------------|--------------------------------------------|--| | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: _______________________________________________________________________ | INCENTRUM SECURITIES, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>□<br>Check here if respondent is also an OTC derivatives dealer<br>□ | Security-based swap dealer | □ | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 410 PARK AVENUE-15th FLOOR<br>_____________________________________________________________________________________ | | | | | | | | (No. and Street) | | | | | | NEW YORK<br>_____________________________________________________________________________________ | NY | | | 10022 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | NILS KRAHE<br>_____________________________________________________________________________________ | 212-772-1915 | | | nils.krahe@incentrumgroup.com | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>ASSURANCE DIMENSIONS<br>_____________________________________________________________________________________ | | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | | 4920 W C…Read the full text as markdown