Full text of AIP CAPITAL MARKETS LLC's X-17A-5 filed 2026-06-11 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### ANNUAL REPORTS ### FORM X-17A-5 ## PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 04/01/2025 MM/DD/YY MM/DD/YY 03/31/2026 A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: AIP CAPITAL MARKETS LCC TYPE OF REGISTRANT (check all applicable boxes): [] Broker-dealer ] Security-based swap dealer = [ Major security-based swap participant Check here if respondent is also an OTC derivatives dealer AND ENDING ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 26123 MARINA DR | | (No. and Street) | | | | |-----------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|-----------------|--| | ROLLING HILLS ESTATES | CA | | 90274 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | WAYNE CHEN | 212-688-8700 | WCHEN@ACISECURE.COM | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing ** | | | | | | NAWROCKI SMITH LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 MOTOR PARKWAY, SUITE 580 HAUPPAUGE | | NY | 11788 | | | (Address) | (City) | (State) | (Zip Code) | | | MARCH 4. 2009 | | 3370 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | EOD OCCICIN HCC ONIV | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. OMB APPROVAL OMB Number: 3235-0173 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER {1}------------------------------------------------ ### OATH OR AFFIRMATION | NAMSOO LEE | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------…Read the full text as markdown