Full text of WEBULL FINANCIAL LLC's X-17A-5 filed 2023-04-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ | | swear (or affirm) that, to the best of my knowledge and belief, the<br>Moshe Engelsohn | | | | |---------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | | tinancial report pertaining to the firm of Webull Financial LLC<br>as of | | | | | | 12/31<br>, 2 022 , is true and correct. I further swear (or affirm) that neither the company nor any<br>partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | | | | | as that of a customer. | | | | | | New York County - NY State | | | | | | Signature: | | | | | | Sworn to before me on: | | | | | | 04 128 2023<br>Title: | | | | | | | | | | | | | | | | | | Notary Public<br>TAREK M ELBARKATAWY | | | | | | NOTARY PUBLIC-STATE OF NEW YORK | | | | | | This filing** contains (check all applicable boxes):<br>No. 01EL6413650 | | | | | | Qualified in New York County<br>(a) Statement of financial condition. | | | | | | (b) Notes to consolidated statement of financial conditionMy Commission Expires 02-01-2025 | | | | | | [c] Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of | | | | | | comprehensive income (as defined in § 210.1-02 of Regulation S-X). | | | | | | [d) Statement of cash flows. | | | | | | [ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. | | | | | | [f) Statement of changes in liabilities subordinated to claims of creditors. | | | | | | [ (g) Notes to consolidated financial statements. | | | | | | [ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. | | | | | | [ (i) Computation of tangible net worth under 17 CFR 240.18a-2. | | | | | | Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. | | | | | | (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or | | | | | | Exhibit A to 17 CFR 240.18a-4, as applicable. | | | | | | [1] Computation for Determination of PAB Requirements u…Read the full text as markdown