Full text of CDS1 SECURITIES LLC's X-17A-5 filed 2024-08-26 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **Report Pursuant to Rule 17a-5 of** ### **The Securities and Exchange Commission** ### **Including Report of Independent Registered Public Accounting Firm** **June 30, 2024** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART Ill** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | | 8-70002 | | #### **FACING PAGE** **Information Required Pursuanto Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | 1t<br>23<br>AND ENDING o5t<br>3ot24<br>FILING FOR THE PERIOD BEGINNING Ol/0 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------|-----------------------------------------|-----------------|--------------------------------------------|--| | | ---------<br>MM/DD/ Y Y | | ---------- | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: CDS1 Securities LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 260 Madison Avenue, 8th Floor | | | | | | | | (No. and Street) | | | | | | New York | | NY | | 10016 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Richard Brewster | 646-389-4240 | | | rbrewster@cdsecurities.co | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Tuttle & Bond, PLLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 2954 Goehmann Lane | Fredericksburg | | TX | 78624 | | | (Address) | (City) | | (State) | (Zip Code) | | | 03/19/2019 | | | 6543 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requir…Read the full text as markdown