Full text of FIRST PALLADIUM, LLC's X-17A-5 filed 2024-02-21 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | | SEC FILE NUMBER | | | 8-70007 MM/DD/YY # ANNUAL REPORTS FORM X-17A-5 PART III | | FACING PAGE | | |--|-------------|--| Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/23 | AND ENDING | | 12/5/125 | | |------------|--|----------|--| | | | | | 10/04/00 | MM/DD/YY | | | | |----------|--|--|--| | | | | | A. REGISTRANT IDENTIFICATION NAME OF FIRM: First Palladium, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | D Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 888 S Harrison Street, Suite 900 | (Name) | (Area Code - Telephone Number) | (Email Address) | | |----------------------------------------------|--------------------------------|----------------------------------|--| | Michael McGlothlin | 260-434-9710 | Mike.McGlothlin@ashbrokerage.com | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | (City) | (State) | (Zip Code) | | | Fort Wayne | IN | 46802 | | | | (No. and Street) | | | B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## FGMK, LLC | | (Name - If individual, state last, first, and middle name) | | | |---------------------------------------|------------------------------------------------------------|---------|------------| | 333 W Wacker Drive, 6th Floor Chicago | | | 60606 | | Address) | (City) | (State) | (Zip Code) | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relled on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ # FIRST PALLADIUM, LLC AND # FI…Read the full text as markdown