Full text of TJ BENDER & COMPANY, INC.'s X-17A-5 filed 2022-04-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** 0.C. **20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill OMS APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hour.; per response: 12 > SEC FILE NUMBER 8-70016 **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE **PERIOD BEGINNING 01/01/2021** MM/DD/YY **AND ENDING 12/31'/2021** MM/DD/YY **A, REGISTRANT IDENTIFICATION** NAME OF FIRM: T J Bender & Company, Inc. TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer 0 Major security-based swap participant 0 Check **here** if respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 1380 West Paces Ferry Road Suite 2195 | | (No. and Street) | | | |------------------------------------------------------|----------------------------------------------------------|--------------------------------------------|---------------| | Atlanta | Georgia | | 30327 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Theodore J. Bender, Ill 404-861-1030 | | ted@tjbco.com | | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Rubio CPA, PC | (Name-if lndiv!dual, state last, first, and middle name) | | | | 2727 Paces Ferry Road, SE Bldg. 2 Suite 1680 Atlanta | | | Georgia 30339 | | (Address) | (City) | (State) | (Zip Code) | | 05/05/2009 | | 3514 | | | (Date of Re1dstration with PCAOS)(if appl!cable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. see 17 CFR 240.17a•S(el(1)(ii), if applicable. Persons **who are** to respond to the collection of information contained In this fonn are not required to respond unless the form displays a curteAtly valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, lheodoreJ. Bender, UI swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of TJ Semler& Company, Inc. as of 12/31 2~ is true an…Read the full text as markdown