Full text of VELOX CLEARING LLC's X-17A-5/A filed 2022-03-02 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Velox Clearing LLC Statement of Financial Condition With Report of Independent Registered Public Accounting Firm December 31, 2021 Filed as public information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMBAPPROVAL<br>0MB Number: 3235-0123<br>Expires: O~t, 31, 2023<br>Estimated average burden<br>hours per response: 12 | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|-----------------------|----------------------------------------------------------------------------------------------------------------------|-----------------------| | | ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill | | SEC FILE NUMBER | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities hchange Act of 1934 | FACING PAGE | | | | | FILING FOR THE PERIOD BEGINNING Q 1/01/2021 | | AND ENDING 12/31/2021 | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Velox Clearing LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>l.!l Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2400 E. Katella Ave., Suite 725 | | | | | | | (No. and Street) | | | | | Anaheim | CA | | 92806 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Ir<br>~Yl ont·(,(55{ r<br>Pi1Yl | | o ri,1 c I y\· | 1.,"'( S S' (' v· €J y e, I | c-, x -:) I ti bt:i \ | | (Name) | (Area Code -Telephone Number) | (Email Address) | | lOin | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing•<br>Armanino LLP | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | 12657 Alcosta Blvd. Suite 500 | San Ramon | CA | 94583 | | | (Address) | (City) | IState) | (Zip Code) | | | r· | | | | I | | of '"''""'""…Read the full text as markdown