Full text of LINDEN THOMAS AND COMPANY SECURITIES, LLC's X-17A-5 filed 2026-04-08 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-70026 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |-----------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------|---------------------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING | 01/01/2025 | AND ENDING | 12/31/2025 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Linden Thomas and Company Securities, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | [] Security-based swap dealer __ ] Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 516 N Tryon Street | | | | | | | (No. and Street) | | | | | Charlotte<br>North Carolina | | | 28202 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Stephen L Thomas | 704-554-8150 | sithomas@lindenthomas.com | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>McBee & Co., PC | | | | | | | (Name-if individual, state last, first, and middle name) | | | | | 718 Paulus Avenue | Dallas | Texas | 75214 | | | (Address) | (City) | (State) | (Zip Code) | | | 9/22/2009 | | 3631 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | # Claime for avamption from the rayiramant that the annual consets he counced by the | FOR OFFICIAL USE ONLY | | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form disp…Read the full text as markdown