Full text of FORTRESS PRIVATE LEDGER, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | SEC FILE NUMBER 8-70027 **FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /23** MM/DD/YY AND ENDING **12/31** /23 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Fortress Private Ledger LLC TYPE OF REGISTRANT (check all applicable boxes): l:!J Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3110 Edwards Mill Rd, Ste 200 (No. and Street) Raleigh NC 27612 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Ana R Carter 813-442-1645 ana.carter@emailfpl.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* David Lundgren and Company, CPAs (Name - if individual, state last, first, and middle name) 505 N Mur-Len Rd Olathe KS (Address) (City) (State) 01/05/2015 6075 66062 (Zip Code) r" of Regjstcat;o, w;th PCAOB)ltt appUcable) **FOR OFFICIAL USE ONL y** (PCAOB R,g;,tratloa N,mbec, ;f appUcable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | | swear (or affirm) that, to the best of my knowledge and belief, the<br>I, Joseph Grabar | | | | | | | |---|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--|--| | | __________ ~ 2~<br>financial report pertaining to the firm of Fortress Private Ledger LLC<b…Read the full text as markdown