EURONEXT MARKET SERVICES LLC X-17A-5 (2021-03-02) — Broker-dealer annual report

Full text of EURONEXT MARKET SERVICES LLC's X-17A-5 filed 2021-03-02 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... ... 12.00 SEC FILE NUMBER 8- 70033 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/20 | ----------- | AND ENDING 12/31/20 | ----------- | |-------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------------|--------------------------------------------------| | | MM/DD/YY | | MM/DD/ Y Y | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: EURONEXT MARKET SERVICES LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | 180 MAIDEN LANE, 15TH FLOOR | | | | | | (No. and Street) | | | | New York | NY | | 10038 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Brian Megenity | | | (770) 263-6003<br>(Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Rotenberg Meri I SolomonBertiger & Guttilla, P .C. | | | | | | (Name - if individual, state last, first, middle name) | | | | 250 Pehle Avenue, Suite 601 | Saddle Brook | NJ | 07663 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | I<br>✓<br>Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | FOR OFFICIA1L USE ONLY | | | | | | | | | | | | | *\*Claims f or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of f acts and circumstances relied on as the basis f or the exemption. See Section 240.l 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a curre,ntlyvalid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ ### **OATH OR A'FFTRMA TIO** | my knowledge a11d belief lbc accompanying f…

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