Full text of ROBERTSON STEPHENS CAPITAL MARKETS, LLC's X-17A-5 filed 2026-03-06 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Robertson Stephens Capital Markets, LLC (A Delaware Limited Liability Company) (SEC ID No. 8-70034) Financial Statement and Report of Independent Registered Public Accounting Firm December 31, 2025 Public Document Filed pursuant to Rule 17a-5(e)(3) as a Public Document. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III sec file number FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/25 filing for the period beginning \_01/01/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Robertson Stephens Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 455 Market Street Ste 1450 | | | | |--|----------------------------|--|--|--| |--|----------------------------|--|--|--| | | | (No. and Street) | | | |--------------------------------------------------|--|------------------------------------------------------------|-----------------|--------------------------------------------| | San Francisco | | CA | | 94105 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | David Westbrook | | 415-500-6804 | | david.westbrook@rscapital.com | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | Frank, Rimerman + Co. LLP | | (Name - if individual, state last, first, and middle name) | | | | One Embarcadero Center Ste 2410 San Francisco | | | CA | 94111 | | (Address) | | (City) | (State) | (Zip Code) | | 12/14/04 | | | 1596 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form disp…Read the full text as markdown