Full text of KAL CAPITAL MARKETS LLC's X-17A-5 filed 2026-02-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **PUBLIC COPY** # KAL CAPITAL MARKETS, LLC **(A California Limited Liability Company)** # **FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION** AS OF DECEMBER 31, 2025, REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND {1}------------------------------------------------ | | UNITED STATES | | 0MB Number: 3235-0123<br>Ellp�es:Nov.30,2026<br>Estimated average burden<br>hours perr.esponse: 12 | | |----------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|----------------------------------------------------------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | | | | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-70053 | | | | PART Ill | | | | | | | | | | | Information Required Pursuant to Rules 17a-s, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | FILING FOR THE PERIOD BEGINNING __ 0_1_/Q_1_/_2_5 __ AN0 ENDING __ 1_2/_3_1_/2_5 __ _ | | | | | | | | | MM/D0/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: KAL Capital Markets LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!:] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 3738 Bayer Avenue, Suite 103 | | | | | | | (No. and Street) | | | | | Long Beach | CA | | 90808 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Trevor Bohn | (949) 404-4203 | | trevor@kalcap.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>Crowe LLP | | | | | | | (Name - if individual, state last. first. and middle name) | | | | | 650 Town Center Drive #740 Costa Mesa | | CA | 92626 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/24/2003 | | 173 | | | | (Date of Registration with PCAOB llif apolicable) | | | {PCAOB Registration Number, if aoolicablel | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | **Persons who are to respond to the collection of…Read the full text as markdown