# MYPALTRADE SECURITIES INC. X-17A-5 (2026-07-16) — Broker-dealer annual report

- Company: MYPALTRADE SECURITIES INC.
- Form: X-17A-5
- Filed: 2026-07-16
- Period: 2025-06-30
- Accession: 0001729519-26-000003
- CIK: 1729519
- File #: 8-70074
- Type: Broker-dealer
- Material weakness: No
- Auditor: David Lungren & Co.
- Auditor location: Olathe, KS
- Contact: Michael O Brown
- Phone: 678-894-1959
- Email: mobrown@bdsolutions.com
- Website: bdsolutions.com
- Signed by: Michael Brown (CFO & Financial Principal)

Original filing: https://www.sec.gov/Archives/edgar/data/1729519/000172951926000003/bts-2025audit.pdf

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**UNITED STATES SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**OMB APPROVAL** OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12

## **ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5** 8-70280 PART III

**FACING PAGE**

**Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934**

|                                                                                                                                      |             |                                                 |                            | Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934 |  |
|--------------------------------------------------------------------------------------------------------------------------------------|-------------|-------------------------------------------------|----------------------------|----------------------------------------------------------------------------------------------------------|--|
| FILING FOR THE PERIOD BEGINNING                                                                                                      |             | 07/01/2024<br>AND ENDING                        |                            | 06/30/2025                                                                                               |  |
|                                                                                                                                      |             | MM/DD/YY                                        |                            | MM/DD/YY                                                                                                 |  |
|                                                                                                                                      | A.          | REGISTRANT<br>IDENTIFICATION                    |                            |                                                                                                          |  |
| NAME OF FIRM:                                                                                                                        | Beyondtrade | Securities,                                     | LLC                        |                                                                                                          |  |
|                                                                                                                                      |             |                                                 |                            |                                                                                                          |  |
| TYPE OF REGISTRANT (check all applicable boxes):<br>S<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer |             | Security-based swap dealer                      | Major                      | security-based swap participant                                                                          |  |
| ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not                                                                                      |             |                                                 | use a P.O. box no.)        |                                                                                                          |  |
|                                                                                                                                      | 8805        | Ryegate<br>Ct                                   |                            |                                                                                                          |  |
|                                                                                                                                      |             | (No. and Street)                                |                            |                                                                                                          |  |
| Louis<br>St.                                                                                                                         |             | MO                                              |                            | 63227                                                                                                    |  |
| (City)                                                                                                                               |             | (State)                                         |                            | (Zip Code)                                                                                               |  |
| PERSON TO CONTACT WITH REGARD TO THIS FILING                                                                                         |             |                                                 |                            |                                                                                                          |  |
| Michael<br>Brown<br>O.                                                                                                               |             | 678-894-1959                                    |                            | mobrown@bdsolutions.com                                                                                  |  |
| (Name)                                                                                                                               |             | (Area Code-Telephone Number)                    |                            | (Email Address)                                                                                          |  |
|                                                                                                                                      |             | B. ACCOUNTANT                                   | IDENTIFICATION             |                                                                                                          |  |
| INDEPENDENT PUBLIC ACCOUNTANT whose reports                                                                                          |             |                                                 | *<br>are contained in this | filing                                                                                                   |  |
|                                                                                                                                      | David       | Lungren<br>&                                    | Co.                        |                                                                                                          |  |
|                                                                                                                                      | (Name -if   | individual, state last, first, and middle name) |                            |                                                                                                          |  |
| 505<br>Mur-Len<br>N.                                                                                                                 | Road        | Olathe<br>, KS                                  |                            | 66062                                                                                                    |  |
| (Address)<br>1/5/2015                                                                                                                |             | (City)                                          |                            | (State)<br>(Zip Code)<br>6075                                                                            |  |
| (Date of Registration with PCAOB)(if applicable)                                                                                     |             |                                                 |                            | (PCAOB Registration Number, if applicable)                                                               |  |
|                                                                                                                                      |             | FOR<br>OFFICIAL<br>USE                          | ONLY                       |                                                                                                          |  |
| * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public               |             |                                                 |                            |                                                                                                          |  |

accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable.

**Persons who are to respond to the collection of information contained in this form are not required to respond unlessthe form displays a currently valid OMB control number.**

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#### **OATH OR AFFIRMATION**

I, Michael O. Brown\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ ( swear (or affirm) that, to the best of my knowledge and belief, the

financial report pertaining to the firm of Beyondtrade Securities LLC \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ , as of

June 30, 2025\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_<sup>t</sup> j<sup>s</sup> true and correct. <sup>I</sup> further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of <sup>a</sup> customer.

![](_page_1_Picture_6.jpeg)

Title: CFO & Financial Operations Principal

**Notg^ Public**

## This filing\*\* contains (check all applicable boxes):

- **H** (a) Statement of financial condition.
- (b) Notes to consolidated statement of financial condition.
- **B** (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, <sup>a</sup> statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X).
- **B** (d) Statement of cash flows.
- **B** (e) Statement of changes in stockholders' or partners' or sole proprietor's equity.
- (f) Statement of changes in liabilities subordinated to claims of creditors.
- **B** (g) Notes to consolidated financial statements,
- **B** (h) Computation of net capital under <sup>17</sup> CFR 240.15c3-l or <sup>17</sup> CFR 240.18a-l, as applicable.
- (i) Computation of tangible net worth under 17 CFR 240.18a-2.
- (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3.
- (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable.
- (I) Computation for Determination of PAB Requirements under Exhibit A to § 24O.15c3-3.
- (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3.
- (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable.
- **H** (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3-l, 17 CFR 240.18a-l, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist.
- (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition.
- **B** (q) Oath or affirmation in accordance with <sup>17</sup> CFR 240.17a-5,<sup>17</sup> CFR 240.17a-12, or <sup>17</sup> CFR 240.18a-7, as applicable.
- (r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- **B** (s) Exemption report in accordance with <sup>17</sup> CFR 240.17a-5 or <sup>17</sup> CFR 240.18a-7, as applicable.
- (t) Independent public accountant's report based on an examination of the statement of financial condition.
- **B** (u) Independent public accountant's report based on an examination of the financial report or financial statements under <sup>17</sup> CFR 240.17a-5,17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable.
- (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- **B** (w) Independent public accountant'<sup>s</sup> report based on <sup>a</sup> review of the exemption report under <sup>17</sup> CFR 240.17a-5 or <sup>17</sup> CFR 240.18a-7, as applicable.

Q (x) Supplemental reports on applying agreed-upon procedures, in accordance with <sup>17</sup> CFR 240.15c3-le or <sup>17</sup> CFR 240.17a-12, as applicable.

- (y) Report describing any material inadequacies found to exist or found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 24O.17a-12(k).
- (z) Other:\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_
- \*\*To *request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5(e)(3) or 17 CFR 240.18a-7(d)(2), as applicable.*

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**FINANCIAL STATEMENTSAND SUPPLEMENTARY INFORMATION**

**Pursuant to Rule 17a-5(d)**

**Forthe Year Ended June 30,2025**

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### **FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION Forthe Year Ended June 30,2025**

### **TABLE OF CONTENTS**

| of<br>Report<br>Independent<br>Public<br>Accounting<br>Registered<br>Firm                                                                                                                                                                       | 1                              |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|
| FINANCIAL<br>STATEMENTS<br>of<br>Statement<br>Financial<br>Condition<br>of<br>Statement<br>Operations<br>Statement<br>of<br>Changes<br>in Stockholder's<br>Equity<br>Statement<br>of<br>Cash<br>Flows<br>to<br>Statements<br>Notes<br>Financial | cm<br>co<br>io<br>-<br>6<br>b. |
| SUPPLEMENTARY<br>INFORMATION<br>TO<br>FINANCIAL<br>STATEMENTS<br>PURSUANT<br>TO<br>SEC<br>RULE<br>17a-5:                                                                                                                                        |                                |
| I -<br>of<br>of<br>Schedule<br>Computation<br>under<br>Reconciliation<br>net<br>capital<br>Rule<br>and<br>Net<br>15c3-1<br>to<br>SEC<br>Capital<br>Pursuant<br>Rule<br>17a-5(d)(4)                                                              | 8                              |
| for<br>of<br>Schedule<br>Schedule<br>III — Computation<br>Determination<br>Reserve<br>II and<br>to<br>Requirements<br>and<br>Information<br>Relating<br>Possession<br>and<br>Control<br>Requirements                                            |                                |

under SEC Rule 15c3-3 9 Report of Independent Registered Public Accounting Firm on the Company's Exemption Report Requirement for Broker-Dealers under SEC Rule 17a-5 10

| Exemption<br>Report | 11 |
|---------------------|----|
|---------------------|----|

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**David B. Lundgren, mba, cpa**

**Telephone (913)782-9530 Facsimile (913)782-9564**

#### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Stockholder of BeyondTrade Securities, Inc.

#### **Opinion on the Financial Statements**

We have audited the accompanying statement of financial condition of BeyondTrade Securities, Inc. as of June 30, 2025, the related statements of operations, changes in stockholder's equity, and cash flows for the year then ended, and the related notes and schedules (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of BeyondTrade Securities, Inc. as of June 30, 2025, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America.

#### **Basis for Opinion**

These financial statements are the responsibility of BeyondTrade Securities, Inc.'s management. Our responsibility is to express an opinion on BeyondTrade Securities, Inc.'s financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to BeyondTrade Securities, Inc. in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion.

#### **Auditor's Report on Supplemental Information**

The Schedule <sup>I</sup> - Computation of Net Capital under SEC Rule 15c3-1, Schedule II - Computation for Determination of Reserve Requirements under Rule 15c3-3 of the Securities and Exchange Commission, and Schedule III - Information Relating to the Possession or Control Requirements under Rule 15c3-3 of the Securities and Exchange Commission have been subjected to audit procedures performed in conjunction with the audit of BeyondTrade Securities, Inc.'s financial statements. The supplemental information is the responsibility of BeyondTrade Securities, Inc.'s management. Our audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In forming our opinion on the supplemental information, we evaluated whether the supplemental information, including its form and content, is presented in conformity with <sup>17</sup> C.F.R. §240.17a-5. In our opinion, the Schedule <sup>I</sup> - Computation of Net Capital under SEC Rule 15c3- 1, Schedule II - Computation for Determination of Reserve Requirements under Rule 15c3-3 of the Securities and Exchange Commission, and Schedule III - Information Relating to the Possession or Control Requirements under Rule 15c3-3 of the Securities and Exchange Commission are fairly stated, in all material respects, in relation to the financial statements as a whole.

We have served as BeyondTrade Securities, Inc.'s auditor since 2025.

Olathe, Kansas October 10, 2025

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### **STATEMENT OF FINANCIAL CONDITION As of June 30, 2025**

#### ASSETS

| Cash<br>Prepaid expense                                                                 | ,p | 35,458<br>218            |
|-----------------------------------------------------------------------------------------|----|--------------------------|
| TOTAL ASSETS                                                                            | \$ | 35,676                   |
| LIABILITIES AND STOCKHOLDER'S<br>EQUITY                                                 |    |                          |
| LIABILITIES                                                                             |    |                          |
| Accounts payable and accrued expense                                                    |    | 4,935                    |
| TOTAL LIABILITIES                                                                       |    | 4,935                    |
|                                                                                         |    |                          |
| STOCKHOLDER'S<br>EQUITY                                                                 |    |                          |
| Common stock,<br>\$0.000010parvalue, 10,000,000sharesauthorized, issued and outstanding |    | 100                      |
| Additional<br>paid in capital<br>Retained earnings (accumulated deficit)                |    | 1,077,900<br>(1.047.259) |
| Total stockholder's<br>equity                                                           |    | 30,741                   |
| AND STOCKHOLDER'S<br>TOTAL LIABILITIES<br>EQUITY                                        |    |                          |

The accompanying notes are an integral part of these financial statements.

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### **STATEMENT OF OPERATIONS Forthe Year Ended June 30,2025**

### REVENUES

| Employee retention tax credit |          | 24,849   |
|-------------------------------|----------|----------|
| TOTAL REVENUE                 | \$       | 24,849   |
|                               | EXPENSES |          |
| Professional services         |          | 33,329   |
| Regulatory fees               |          | 1,183    |
| Technology and communication  |          | 1,654    |
| Other operating expenses      |          | 7.276    |
| TOTAL EXPENSES                |          | 43,442   |
| OPERATING LOSS                | \$       | (18,593) |
| Loss before income taxes      |          | (18,593) |
| Provision for<br>income taxes |          | —        |
| NET LOSS                      | \$       | (18,593) |
|                               |          |          |

The accompanying notes are an integral part of these financial statements.

3

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### **STATEMENT OF CHANGES IN STOCKHOLDER'S EQUITY Forthe Year Ended June 30,2025**

|                             | Number of<br>Shares | Common<br>Stock | Additional Paid<br>in Capital | Retained<br>Earnings<br>(accumulated deficit) | Total        |
|-----------------------------|---------------------|-----------------|-------------------------------|-----------------------------------------------|--------------|
| Balance at June<br>30, 2024 | 10,000,000          | \$<br>100       | 1,049,900<br>\$               | \$ (1,028,666)                                | \$<br>21,334 |
| Contributions               |                     |                 | 28,000                        | —                                             | 28,000       |
| Net loss                    | -                   | -               | -                             | (18,593)                                      | (18,593)     |
| Balance at June<br>30, 2025 | m<br>nnn non        |                 | <R 1 077 QQO                  | S<br>f1 047 2591                              | 30 741<br><R |

The accompanying notes are an integral part of these financial statements.

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## **STATEMENT OF CASH FLOWS Forthe Year Ended June 30,2025**

| OPERATING ACTIVITIES                                                                                                |    |                      |
|---------------------------------------------------------------------------------------------------------------------|----|----------------------|
| Net loss                                                                                                            |    | (18,593)             |
| Adjustments to reconcile net loss<br>to net cash used by operating activities:                                      |    |                      |
| (Decrease) increase in liabilities<br>Accounts payable and accrued expense<br>Net cash used by operating activities |    | (37,838)<br>(56,431) |
| FINANCING<br>ACTIVITIES<br>Additional<br>paid in capital                                                            | i  | 28,000               |
| Net cash provided by financing activities                                                                           |    | 28,000               |
| NET CASH INCREASE                                                                                                   | \$ | (28,431)             |
| Cash at beginning of<br>year                                                                                        |    | 63,890               |
| Cash at end of<br>year                                                                                              |    | 35,458               |
|                                                                                                                     |    |                      |
| of<br>flow<br>Supplemental<br>disclosure<br>cash<br>information:                                                    |    |                      |

| Interest paid   |  |
|-----------------|--|
| Income tax paid |  |

The accompanying notes are an integral part of these financial statements.

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### **NOTES TO FINANCIAL STATEMENTS Forthe Year Ended June 30,2025**

#### **NOTE 1: Organization and Summary of Significant Accounting Policies**

#### *Organization and Business*

Beyondtrade Securities, Inc. (the "Company") is a Delaware corporation formed in 2017 under the name Mypaltrade Securities, Inc. and changed its name to Beyondtrade Securities, Inc. in December 2019. The Company is a wholly owned subsidiary of Beyondtrade Securities Group, Inc. (the "Parent"). The Company is a broker-dealer registered with the Securities and Exchange Commission ("SEC") and received membership approval from the Financial Industry Regulatory Authority (FINRA) on July 10, 2019. The Company has approval from FINRA to provide on-line and electronic brokerage service on an agency basis to retail customers in listed and over-the-counter equity and option securities and exchange traded funds. As of June 30, 2025, the Company has not commenced brokerage operations with retail customers.

#### *Revenue Recognition*

The Company recognizes revenue in accordance with FASB ASC Topic 606 on a trade date basis for customer securities transactions. There were no unsatisfied performance obligations at June 30, 2025.

#### *Income Taxes*

The Company accounts forits income taxes in accordance with FASB ASC 740, Income Taxes. This standard requires the establishment of a deferred tax asset or liability to recognize the future tax effects of transactions that have not been recognized fortax purposes, including taxable and deductible temporary differences as well as net operating loss and tax credit carryforwards. Deferred tax expenses or benefits are recognized as a result of changes in the tax basis of an asset or liability when measured against its reported amount in the financial statements.

#### *Use ofEstimates*

The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements, and the reported amounts of revenues and expenses forthe reporting period. Actual results may differ from those estimates.

#### *Agreements with clearing brokers*

The Company has signed a Letter of Intent with a clearing broker-dealer to execute a fully-disclosed clearing agreement with the clearing broker. Under the agreement the Company will not carry, or clear customer accounts and all customertransactions will be introduced to, and executed and cleared by, its clearing broker on behalf of the Company. Once executed, the Company's agreement with its clearing broker will provide that the clearing broker will make and keep such records of the transactions effected and cleared in customer accounts as are customarily made and kept by a clearing broker pursuant to the requirements of Rules 17a-3 and 17a-4 of the Securities and Exchange Act of 1934, as amended (the "Act"). As of June 30, 2025, the Company had not executed a clearing agreement with any clearing brokerand had not commenced brokerage operations with retail customers.

#### **NOTE 2: Recently Issued Accounting Pronouncements**

The Financial Accounting Standards Board (the "FASB") has established the Accounting Standards Codification ("Codification" or "ASC") as the authoritative source of GAAP recognized by the FASB. The principles embodied in the Codification are to be applied by nongovernmental entities in the preparation of financial statements in accordance with GAAP in the United States. New accounting pronouncements are incorporated into the ASC through the issuance of Accounting Standards Updates ("ASUs").

For the year ending June 30, 2025, various ASUs issued by the FASB were either newly issued or had effective implementation dates that would require their provisions to be reflected in the financial statements for the year then ended.

The Company has either evaluated or is currently evaluating the implications, if any, of each of these pronouncements and the possible impact they may have on the Company's financial statements. In most cases, management has determined that the pronouncement has either limited or no application to the Company and, in all cases, implementation would not have a material impacton the financial statements taken as a whole.

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## **NOTES TO FINANCIAL STATEMENTS Forthe Year Ended June 30,2025**

#### **NOTE 3: Income Taxes**

The Company has available at June 30, 2025, unused net operating losses, which may be applied against future taxable income resulting in a deferred tax asset of approximately \$145,130. The net operating loss begins to expire in the year 2039 for state income tax purposes. A 100% valuation allowance has been established against this benefit since management believes it is more likely than not that the asset will not be realized.

The Company is required to file income tax returns in both federal and state tax jurisdictions. The Company's tax returns are subject to examination by taxing authorities in the jurisdictions in which it operates in accordance with the normal statutes of limitations in the applicable jurisdiction. Accordingly, the Company is generally no longer subject to examination of income tax returns filed more than three years prior to the date of these financial statements.

#### **NOTE 4: Single Reportable Segment**

The Company is engaged in a single line of business as an investment banking broker-dealer, which is comprised of several classes of services, including providing mergerand acquisitionadvisory services through hourly, retainer and success fees. The company has identified a Managing Partner as the chief operating decision maker ("CODM"), who uses net income to evaluate the results of the business, predominately in the forecasting process, to manage the Company. Additionally, the CODM uses excess net capital (see Note 6), which is not a measure of profit and loss, to make operational decisions while maintaining capital adequacy, such as whether to reinvest profits or pay dividends. The Company's operations constitute a single operating segment and therefore, a single reportable segment, because the CODM manages the business activities using information of the Company as a whole. The accounting policies used to measure the profit and loss of the segment are the same as those described in the summary of significant accounting policies.

#### **NOTE 5: Financial Instruments and Concentration of Risk**

The Company maintains cash in a depository account with one banking institution. Depository accounts are insured by the Federal Depository Insurance Corporation ("FDIC") to a maximum of \$250,000 per bank, per depositor. Total cash for the Company subject to FDIC insured limit is \$35,458 as of June 30, 2025.

#### **NOTE 6: Commitments and Contingencies**

Management of the Company believes that there are no commitments, guarantees or contingencies that may result in a material loss or future obligations as of June 30, 2025.

#### **NOTE 7: Net Capital Requirements**

The Company is subject to SEC Rule 15c3-1 (the Net Capital Rule), which requires the maintenance of minimum net capital. The Rule prohibits the Company from engaging in securities transactions at any time the Company's net capital, as defined by the Rule, is less than \$5,000, or if the ratio of aggregate indebtedness to net capital, both as defined, exceed 15 to 1. In addition, The Rule provides that equity capital may not be withdrawn, or cash dividends paid, if the resulting net capital ratio exceeds 10 to 1. At June 30, 2025, the Company had net capital of \$30,523 which exceeded the required net capital by \$25,523 and its aggregate indebtedness to net capital ratio was .16 to 1.

#### **NOTE 8: Subsequent Events**

The Company has evaluated events and transactions subsequent to the statement of financial condition date foritems requiring recording ordisclosurein the financial statements throughthe date the financial statements were issued. Based upon this review, the Company has determined that there were no subsequent events or transactions that would have a material impact on its financial statements.

#### **NOTE 9: Net Loss**

The Company has incurred a net loss during the year ended June 30, 2025 and has not commenced brokerdealer operations. The Parent intends to make capital contributions as necessary to fund operations and meet regulatory capital requirements through one year from the date of the report of the independent registered public accountant, at a minimum. The Company received \$28,000 in capital contributions from the Parent on July 15, 2024.

## **BEYONDTRADE SECURITIES, INC**

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## **SCHEDULE I**

## **COMPUTATION OF NET CAPITAL UNDER SEC RULE 15c3-1 As of June 30, 2025**

| Statement of<br>Total stockholder's<br>equity from<br>Financial Condition                                                               | \$<br>30,741 |
|-----------------------------------------------------------------------------------------------------------------------------------------|--------------|
| Deductions and/or<br>charges                                                                                                            |              |
| Prepaid expense                                                                                                                         | _____ (218L  |
| Total deductions                                                                                                                        | (218)        |
| Net capital                                                                                                                             | 30,523       |
| COMPUTATION<br>OF BASIC NET CAPITAL REQUIREMENT<br>Minimum net capital required (the greater of<br>\$5,000 or<br>6 2/3% of<br>Aggregate |              |
| Indebtedness)                                                                                                                           | 5,000        |
| Excess net capital                                                                                                                      | \$<br>25,523 |
|                                                                                                                                         |              |
| AGGREGATE INDEBTEDNESS                                                                                                                  | \$<br>4,935  |
| Ratio of<br>Aggregate<br>Indebtedness to Net Capital                                                                                    | .16 to 1     |

There is no material difference between the net capital computation shown here and the net capital shown on the Company's most recently filed amended Form X-17A-5 report dated June 30, 2025.

See Report of Independent Registered Public Accounting Firm

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### **SCHEDULE II**

## **COMPUTATION FOR DETERMINATION OF RESERVE REQUIREMENTS UNDER RULE 15c3-3 OF THE SECURITIES AND EXCHANGE COMMISSION As of June 30, 2025**

The Company is exempt from the determination of reserve requirements under Rule 15c3-3 of the Securities Exchange Act of 1934 pursuant to paragraph (k)(2)(ii) of the rule.

### **SCHEDULE III**

## **INFORMATION RELATING TO THE POSSESSION OR CONTROL REQUIREMENTS UNDER RULE 15c3-3 OF THE SECURITIES AND EXCHANGE COMMISSION As of June 30, 2025**

The Company is exempt from the possession and control requirements under Rule 15c3-3 of the Securities Exchange Act of 1934 pursuant to paragraph (k)(2)(ii) of the rule.

See Report of Independent Registered Public Accounting Firm

{13}------------------------------------------------

**David B. Lundgren, mba, cpa**

**Telephone (913) 782-9530 Facsimile (913)782-9564**

#### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Stockholder of BeyondTrade Securities, Inc.

We have reviewed management's statements, included in the accompanying Exemption Report, in which (1) BeyondTrade Securities, Inc. identified the following provision of 17 C.F.R. §15c3-3(k) under which BeyondTrade Securities, Inc. claimed an exemption from 17 C.F.R. §240.15c3-3: (k)(2)(ii) (the Customer Protection Rule) and (2) BeyondTrade Securities, Inc. stated that BeyondTrade Securities, Inc. met the identified exemption provision throughout the most recent fiscal year without exception. BeyondTrade Securities, Inc.'s management is responsible for compliance with the exemption provision and its statements.

Our review was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about BeyondTrade Securities, Inc.'s compliance with the exemption provision. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management's statements. Accordingly, we do not express such an opinion.

Based on our review, we are not aware of any material modifications that should be made to management's statements referred to above for them to be fairly stated, in all material respects, based on the provision set forth in paragraph (k)(2)(ii) of Ri^15c3-3 under the Securities Exchange Act of 1934.

Olathe, Kansas October 10, 2025

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## **EXEMPTION REPORT Forthe Year Ended June 30,2025**

Beyondtrade Securities, Inc. (the "Company") is responsible for complying with Rule 17a-5 of the Securities Exchange Act of 1934: "Reports to be made by certain brokers and dealers". We have performed an evaluation of the Company's compliance with the requirements of Rule 17a-5 and the exemption provisions in Rule 15c3- 3(k). Based on this evaluation we make the following statements to the best knowledge and belief of the Company:

1. We identified the following provisions of Rule 15c3-3(k) under which the Company claimed an exemption from Rule 15c3-3(k)(2)(ii).

2. The Company met the identified exemption provisions throughout the most recent fiscal year ended June 30, 2025 without exception.

Michael O. Brown CFO and Financial Operations Principal

See Report of Independent Registered Public Accounting Firm


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.
