Full text of AVENUE SECURITIES LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STA HS | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20S49 | | OMBAPPROVAL<br>0MB Number: 3235-0123 | |--------------------------------------| | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER 8-70079 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under** the **Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **<sup>0</sup> 1 /01 /25** MM/DD/YY AND ENDING 12131125 ---------- MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Avenue Securities LLC TYPE OF REGISTRANT (check all applicable boxes): l:!l Broker-dealer □ Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2601 S. Bayshore Drive, Suite 1100 (No. and Street) Miami FL (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 33133 (Zip Code) Tom Hopkins 603.216.8933 thomas.hopkins@acaglobal.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Michael Coglianese CPA, P.C. (Name - if individual, state last, first, and middle name) 300 Tri State International, Ste. 180 Lincolnshire (Address) (City) IL (State) 10/20/2009 3874 60069 (Zip Code) (Date of Registration with PCAOB)(if applicable) {PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this** form are not **required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Roberto Lee swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Avenue Securities LLC as of December 31 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case ma…Read the full text as markdown