Full text of CARSON GROUP BROKERAGE, LLC's X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **CARSON GROUP BROKERAGE, LLC** ## STATEMENT OF FINANCIAL CONDITION Year Ended December 31, 2025 (FILED AS PUBLIC INFORMATION PURSUANT TO RULE 17a-5(d) UNDER THE SECURITIES EXCHANGE ACT OF 1934) {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | | SEC FILE NUMBER | |--|-----------------| 8-70089 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ----------<br>01/01/25 | AND ENDING | -----------<br>12/31/25 | |---------------------------------|------------------------|------------|-------------------------| | | MM/DD/YY | | MM/DD/YY | #### **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM : Carson Group Brokerage,LLC TYPE OF REGISTRANT (check all applicable boxes): Kl Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 14600 Branch Street | | (No. and Street) | | | |---------------------------------------------------------------------------|--------------------------------|-----------------|---------------------------------| | Omaha | Nebraska | | 68154 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Mr. Dan Tobin | 402-334-6270 | | dtobin@carsongroupbrokerage.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Plante & Moran, PLLC | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2601 Cambrdige Ct., Ste 300 | Auburn Hills | Michigan | 48326 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 166 | | Tte of Reg;st,aUoo wtth PCAOB)(;f appUcable) (PCAOB Reg;,trat;oo N,mbe,, ;f appl;cable) I **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if appl…Read the full text as markdown