# STONE RIDGE SECURITIES LLC X-17A-5/A (2020-02-06) — Broker-dealer annual report

- Company: STONE RIDGE SECURITIES LLC
- Form: X-17A-5/A
- Filed: 2020-02-06
- Period: 2019-11-30
- Accession: 0001734249-20-000003
- CIK: 1734249
- File #: 8-70093
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: New York, NY
- Contact: Yan Zhao Lee
- Phone: 212-257-4788
- Signed by: Yan Zhao Lee (President)

Original filing: https://www.sec.gov/Archives/edgar/data/1734249/000173424920000003/2019pubfinancials.pdf

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X-17A-5/A

 0001734249
 XXXXXXXX

 LIVE

 true
 false
 false

 12-04-2018
 11-30-2019
 Broker-dealer
 N
 The firm has updated the facing pages so that the Oath or Affirmation is signed by the same person as the Compliance Report.

 STONE RIDGE SECURITIES LLC

 510 MADISON AVE
 21ST FLOOR
 NEW YORK
 NY
 10022

 Yan Zhao Lee
 212-257-4788

 Ernst & Young LLP

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Yan Zhao Lee
 STONE RIDGE SECURITIES LLC
 11-30-2019
 /s/ Yan Zhao Lee
 President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.