Full text of LS SECURITIES, LLC's X-17A-5 filed 2026-02-19 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | OMB APPROVAL | | | | |-----------------------------------------------------------------|---------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|--|--|--| | | SECURITIES AND EXCHANGE COMMISSION | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | | | Washington, D.C. 20549 | Estimated average burden | | | | | | | hours per response: 12 | | | | | | ANNUAL REPORTS | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | | | | | PART III | | | | | | | | | | | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | AND ENDING 12/31/25<br>filing for the period beginning 01/01/25 | | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: LS Securities, LLC | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | Broker-dealer - L Security-based swap dealer | | _ Major security-based swap participant | | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 4 Campus Drive | | | | | | | | (No. and Street) | | | | | | Parsippany | NJ | 07054 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mara Stempler | 973-285-4733 | mstempler@sfr1.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | WithumSmith+Brown, PC | | | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 1411 Broadway, 9th floor New York | New York 10018-3946 | | | | | (Address) | (City) | (Zip Code)<br>(State) | | | | | 10/8/2003 | | 100 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if ap…Read the full text as markdown