Full text of REDBIRD BD, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **REDBIRD BD, LLC** **Financial Statement December 31, 2022** {1}------------------------------------------------ | UNITED<br>STATES<br>SECURITIES<br>AND<br>EXCHANGE<br>COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X‐17A‐5<br>PART<br>III | | | OMB APPROVAL<br>OMB Number: 3235‐0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response… 12.00<br>SEC FILE NUMBER<br>8‐70125 | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------|--------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--| | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a‐5, 17a‐12, and 18a‐7 under the Securities Exchange Act of 1934 | | | | | | | REPORT<br>FOR<br>THE<br>PERIOD<br>BEGINNING | 01/01/2022 AND<br>MM/DD/YY | ENDING | 12/31/2022<br>MM/DD/YY | | | | | A.<br>REGISTRANT | IDENTIFICATION | | | | | NAME<br>OF<br>FIRM: RedBird<br>BD, LLC | | | | | | | ☐ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS<br>OF<br>PRINCIPAL<br>PLACE<br>OF<br>667<br>Madison<br>Avenue,<br>16th<br>Floor | BUSINESS:<br>(Do<br>not<br>use<br>P.O. | Box<br>No.) | | | | | | | (No. and Street) | | | | | New<br>York | | NY | 10065<br>(Zip Code) | | | | (City)<br>PERSON<br>TO<br>CONTACT<br>WITH<br>REGARD | TO<br>THIS<br>FILING | (State) | | | | | Robert<br>Klein 212‐235‐2040 rklein@redbirdcap.com | | | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | B.<br>ACCOUNTANT | IDENTIFICATION | | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT | whose<br>opinion<br>is<br>contained | in<br>this<br>filing* | | | | | Reynolds<br>&<br>Rowella,<br>LLP | | (Name – if individual, state last, first, middle name) | | | | | 51<br>Locust<br>Avenue | New<br>Canaan | CT | | 06840 | | | (Address) | (City) | (State) | | (Zip Code) | | | 04/23/2009 | | | | 3448 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL…Read the full text as markdown