Full text of FEDERATED INTERNATIONAL SECURITIES CORP.'s X-17A-5 filed 2024-03-18 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PARTIII FACING PAGE 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 NUMBER 8-70132 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01 /01 /23** MM/DD/YY AND ENDING **12/31 /23** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Federated International Securities Corp TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1001 Liberty Avenue {No. and Street) Pittsburgh PA 15222-3779 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Autumn L. Favero 412-288-6421 Autumn.Favero@FederatedHermes.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name if individual, state last, first, and middle name) One Manhattan West, 395 9th Avenue **New York** (Address) (City) 10/20/2003 42 NY (State) 10001 (Zip Code) **(rte of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY (PCAO B Registration Numb er, if applicable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l?a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ## **OATH OR AFFIRMATION** | I, Autumn L. Favero | financial report pertaining to the firm of Federated International Securities Corp | swear (or affirm) that, to the best of my knowledge and belief, the<br>as of | |---------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------…Read the full text as markdown