Full text of IFP SECURITIES, LLC's X-17A-5 filed 2023-03-03 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # IFP SECURITIES, LLC Financial Report Year Ended December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill | hours per response: | 12 | |---------------------|----| | | | | SEC FILE NUMBER | | # **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | MM/DD/VY<br>A. REGISTRANT IDENTIFICATION<br>TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | MM/DD/VY<br>□ Major security-based swap participant | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 3030 North Rocky Point Drive West, Suite 700 | | | | | | | | | (No. and Street) | | | | | | | | | FL | | 33607 | | | | | | | (State) | | (Zip Code) | | | | | | | | | | | | | | | | (813) 387-4609 | | oscar.mejia@ifpartners.com | | | | | | | (Area Code - Telephone Number) | | {Email Address} | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 27608 | | | | | | | | | (Zip Code) | | | | | | | | | | | | | | | | | | I<br>)PCAOB Regjstrntioa N,mbe,, • appUcable) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Richmond<br>(City} | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>VA<br>(State)<br>677 | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exem…Read the full text as markdown