Full text of SERIESONE SECURITIES, LLC's X-17A-5 filed 2022-09-29 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # SERIESONE SECURITIES, LLC # FINANCIAL STATEMENT For the year ended June 30, 2022 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMER | 8- 69876 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | _0_?_/0_1_f_2_1 __ | AND ENDING | 06/30/22 | | | | | | | |---------------------------------|--------------------|------------|----------|--|--|--|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | # NAME OF FIRM: SERIESONE SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 42 Broadway, Suite 12-129 | | | {No. and Street) | | | | |-----------------------------------------------------------------------------------------------|--|------------------------------------------------------------|------------------------------|------------|--| | New York | | NY | | 10004 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kathy Efrem | | (212) 897-1686 | kefrem@integrated .solutions | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>HLB Gravier, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 396 Alhambra Circle, Suite 900 Coral Gables | | | FL | 33134 | | | (Address) | | (City) | (State) | (Zip Code) | | | 09-01<br>/2009 | | | 3676 | | | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, ifapplicable) | | | | | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See…Read the full text as markdown