# SMBC NIKKO SECURITIES CANADA, LTD. X-17A-5 (2020-02-27) — Broker-dealer annual report

- Company: SMBC NIKKO SECURITIES CANADA, LTD.
- Form: X-17A-5
- Filed: 2020-02-27
- Period: 2019-12-31
- Accession: 0001748036-20-000002
- CIK: 1748036
- File #: 8-70176
- Material weakness: No
- Auditor: KPMG LLP
- Auditor location: NEW YORK, NY
- Contact: DSOHN@SMBCNIKKO-SI.COM
- Phone: 917-262-2716
- Email: dsohn@smbcnikko-si.com
- Website: smbcnikko-si.com
- Signed by: DAVID KEE (CHIEF EXECUTIVE OFFICER)

Original filing: https://www.sec.gov/Archives/edgar/data/1748036/000174803620000002/SOFC_NKC_2019.pdf

---

X-17A-5

 0001748036
 XXXXXXXX

 008-70176

 LIVE

 true
 true
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 SMBC NIKKO SECURITIES CANADA, LTD.

 277 PARK AVENUE
 NEW YORK
 NY
 10172

 DSOHN@SMBCNIKKO-SI.COM
 917-262-2716

 KPMG LLP

 345 PARK AVENUE
 NEW YORK
 NY
 10154

 Certified Public Accountant

 DAVID KEE
 SMBC NIKKO SECURITIES CANADA, LTD.
 12-31-2019
 DAVID KEE
 CHIEF EXECUTIVE OFFICER
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.