SAND CAPITAL LLC X-17A-5 (2022-02-10) — Broker-dealer annual report

Full text of SAND CAPITAL LLC's X-17A-5 filed 2022-02-10 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ # **Sand Capital LLC** (a wholly-owned subsidiary of Related Fund Management, LLC) Statement of Financial Condition Pursuant to Rule 17A-5 under the Securities Exchange Act of 1934 December 31, 2021 {1}------------------------------------------------ #### **UNITED ST A TES** <sup>0</sup> MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PARTIII** | 0MB Number: 3235-0123 | | |--------------------------|--| | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUM ER 8- 70193 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** AND ENDING **12/31 /21** - - - - - - --- M M /0 D /Y Y FILING FOR THE PERIOD BEGINNING **01/01/21** MM/0D/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_\_\_ S\_a\_nd\_ C\_a\_p\_it\_a\_l \_LL\_C \_ \_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broke r-dealer D Security-based swap dealer D Major security-based swap participant D Check he re if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 30 Hudson Yards 83rd Floor | | |----------------------------|--| |----------------------------|--| | | (No. and Street) | | |----------------------------------|----------------------------------------------|------------------------------| | New York | NY | 10001 | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | (212) 897-1692<br>Michael Stupay | | mstupay@integrated.so1utions | | (Name) | (Area Code - Telephone Number) | (Email Address) | #### **B. ACCOUNT ANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## Citrin Cooperman & Company LLP | (Name - if individual. state last. first, and middle name) | | | | | | |------------------------------------------------------------|----------|---------|-------------------------------------------|--|--| | 50 Rockefeller Plaza | New York | NY | 10020 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 11/2/05 | | 2468 | | | | | (Date of Registration with PCAOB)(ifapplicable) | | | (PCAOB Registration Number. ifapplicable) | | | #### **FOR OFFICIAL USE O~L** \' • Claims for exemption from the requirement that the annual repons be covered by the repons of an independent public accountant must be suppone…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)