GAMMA SECURITIES, LLC X-17A-5 (2026-04-09) — Broker-dealer annual report

Full text of GAMMA SECURITIES, LLC's X-17A-5 filed 2026-04-09 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ (A wholly owned subsidiary of Gamma International Bank, Inc.) FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVA! OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden # ANNUAL REPORTS FORM X-17A-5 PART III | hours per response:<br>12 | | |---------------------------|--| | SEC FILE NUMBER | | | 8-70195 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 Filing for the period beginning 01/01/2025 AND ENDING 12/31/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Gamma Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): © Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 500 Calle de la Tanca Suite 305, Ochoa Building (No. and Street) San Juan PR 00901 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Maria E De Jesus 787-957-3260 mdelesus@gammaInternationalbank.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Driven PSC (Name - if individual, state last, first, and middle name) B7 Tabonuco 00968 Guaynabo PR (Address) (City) (State) (Zip Code) 09/23/2021 6817 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Concern Concession Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION l, Maria E De Jesus Camona financial report, nertaining to the firm of Games Securities U.C. financial report pertaining to the firm of Gamma Securities, LLC as of 12/31 2025 partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any acc…

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