Full text of MONEYLION SECURITIES LLC's X-17A-5 filed 2023-03-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ MoneyLion Securities, LLC (A Wholly Owned subsidiary of MoneyLion Inc.) (SEC I.D. No. 8-70198) ## FINANCIAL STATEMENT AS OF DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM # \* \* \* \* \* \* Filed pursuant to Rule 17a-5(e)(3) Under the Securities Exchange Act of 1934 as a public document. {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL<br>OMB Number: 3235-0123 | | | |----------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------------|--------------------------------------------|--|--| | | | | Expires: Oct. 31, 2023 | | | | | Washington, D.C. 20549 | | Estimated average burden | | | | | | | hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-70198 | | | | | PART III | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | AND ENDING 12/31/22 | | | | | FILING FOR THE PERIOD BEGINNING 01/01/22 | MM/DD/YY | | MM/DD/YY | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: MoneyLion Securities, LLC | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | | | | | | | | | | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | | Broker-dealer Security-based swap dealer __ Major security-based swap participant | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | (No. and Street) | | | | | | | | | | | | | New York | NY | | 10010 | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | | 347-387-3135 | | gfishler@moneylion.com | | | | | (Area Code - Telephone Number) | (Email Address) | | | | | 30 W21st, Floor 10<br>Gary Fishler | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing" | | | | | | | | | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name)<br>801 Nicollet Mall, Suite 1200 Minneapolis | MIN | 55402 | | | | | | | | | | | RSM US LLP | (City) | (State)<br>49 | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FIL…Read the full text as markdown