Full text of ARBUTUS SECURITIES, LLC's X-17A-5 filed 2024-02-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Arbutus Securities, LLC (SEC I.D. No. 8-70207) Statement of Financial Condition As of December 31, 2023, And Report of Independent Registered Public Accounting Firm \*\*\*\*\*\*\*\*\*\* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ | | OMB APPROVAL<br>OMB Number:<br>Expires:<br>Estimated average burden<br>hours per response: | |------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------| | | SEC FILE NUMBER | | 01/01/23<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________<br>MM/DD/YY | 12/31/23<br>MM/DD/YY | | | | | Arbutus<br>Securities,<br>LLC<br>NAME OF FIRM: _______________________________________________________________________ | | # NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------|---------------------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | | | | | | NAME OF FIRM: _______________________________________________________________________ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 200<br>Park<br>Avenue,<br>58th | Fl<br>_____________________________________________________________________________________ | | | | | (No. and Street) | | | | New<br>York | NY<br>_____________________________________________________________________________________ | | 10166 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Matthew<br>Skurbe | (212)<br>380-8756<br>_____________________________________________________________________________________ | skur…Read the full text as markdown