Full text of M STEVENS SECURITIES, LLC's X-17A-5 filed 2026-06-16 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ U N I T E D S T A T E S S E C U R I T I E S A N D E X C H A N G E C O M M I S S I O N Washington, D.C. 20549 0MB APPROVAL 0 M B N u m b e r : 3 2 3 5 - 0 1 2 3 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # A N N U A L R E P O R T S F O R M X - 1 7 A - 5 PA R T I I I | S E C F I L E N U M B E R | | |---------------------------|--| | 8-70209 | | FA C I N G PA G E Information Required Pursuant to Ruies 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934 07/01/2024 06/30/2025 FILING FOR THE PERIOD BEGINNING A N D E N D I N G MM/DD/YY MM/DD/YY A . R E G I S T R A N T I D E N T I F I C AT I O N N A M E O F F I R M :.MSTEVENS SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): HI Broker-dealer □Security-based swap dealer □Check here if respondent is also an OTC derivatives dealer □Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use aP.O. box no.) # 3753 Howard Hughes Parkway, Suite 200 | | (No. and Street) | | | | | |-----------------------------------------------------|---------------------------------------------------------------------------|----------------------|--|--|--| | Las<br>Vegas | N<br>V | 89169 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | M<br>a<br>r<br>k<br>S<br>t<br>e<br>w<br>a<br>r<br>t | 702-509-7000 | mark(gmstevensbd.com | | | | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | | B . A C C O U N TA N T I D E N T I F I C AT I O N | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Mercurius &Associates (formerly known as AJSH &Co LLP) | | | | | | (Name -if individual, state last, first, and middle name) | | | | | |-----------------------------------------------------------|--------------------------------------|--------------------------------------------|------------|--| | A-94/8, Wazirpur Industrial Area | N<br>e<br>w<br>D<br>e<br>l<br>h<br>i | India | | | | (Address) | (City) | (State) | (Zip Code) | | | 02/10/2009 | | 3223 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by astatement of facts and circumstances relied on as the bas…Read the full text as markdown