Full text of ETORO USA SECURITIES INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION PUBLIC Expires: Oct. 31, 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-70212 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: eToro USA Securities Inc TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer [] Security-based swap dealer \_ \_ Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 221 River Street, 9th Floor (No. and Street) Hoboken N.I 07030 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Erin Baskett 636-675-3746 ErinBa@etoro.com (Name) (Area Code - Telephone Number) (Email Address) B, ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name - if individual, state last, first, and middle name) New York One Manhattan West NY 10001 (Address) (City) (State) (Zip Code) 00042 10/20/2003 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the pollection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | | , swear (or affirm) that, to the best of my knowledge and belief, the | | | | |------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | Erin Baskett<br>tinancial report pertaining to the firm of eToro USA Securities Inc | as of | | | | | December 31 | , 2021 , is true and correct. I further swear (or affirm) that neither the co…Read the full text as markdown