BRIDGE ALTERNATIVES SECURITIES, LLC. X-17A-5 (2022-03-18) — Broker-dealer annual report

Full text of BRIDGE ALTERNATIVES SECURITIES, LLC.'s X-17A-5 filed 2022-03-18 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **8-70213** PUBLIC 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER I # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | FACING PAGE | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------|--|--|--| | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 01 | /<br>/<br>2021<br>01 | 2/31<br>AND ENDING 1 | /<br>2021 | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: Bridge Alternative Securities, LLC | | | | | | | | [<br>TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 207 E Westminster Ave, Suite 21 o | | | | | | | | | (No. and Street) | | | | | | | Lake Forest | L<br>I | | 60045 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Ryan Duncan | 773-446-5676 | ryan. duncan@ bridgealternatives 0om | | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | David Lundgren & Co | | | | | | | | | (Name -- if individual, state last, first, and middle name) | | | | | | | 505 N Mur-Len Road | Olathe | KS | 66062 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | l<br>ate of Registration with PCAOB)(if applicable)<br>( | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an | | | independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See…

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