Full text of AE FINANCIAL SERVICES, LLC's X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SE (URITIE C-, AND EXCHANGE COMMIC-,C-,ION Washington, D.C. 20549** C AP lO AL 0MB Nu ber: 3235-0123 Exp·res: Nov. 30 2026 Esfmated average burden h rs per response: 12 F 8-70214 7 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **F-ACING PA6l** **Information Req ire Purs.Jant to 18a-/ U'lder the Ser 19~4** | F 1NG ~OR ~Hf Pf~IOO BFGI N | 01/01/2025 | ANO f°'JDING 12/31/2025 | |-----------------------------|------------|-------------------------| | | | | **A ION** # NAMF OF FIR AE Financial Services, LLC TY ~ OF Rf<.,l<;TRAl\i ~ (c ble box c;) • Bro *r* cl Ch d ' r JOr s c.1..nty b .J d w p rt c,p r. I\ 1 A c l"'c I J l['.;f s (Do rot ..is a ~ 0. b no ) # 2950 SW McClure Rd | | 0 d d | | |----------------------------------------|-------------------------------|----------------------------| | Topeka | KS | 66614 | | | | | | "'<br>A<br>PF R ()<br>AC"<br>T<br>TH R | | | | Jolene Gochenour | ( 866 )363-9595 | jolene.gochenour@ae-wm.com | | | | | | | B. ACCOUNTANT IDlNTIF-ICATION | | | | c "lta1'1<br>e r portc; | frl rg<br>,., +t-,1 | | | | | | FORVIS MAZARS, LLP | | | | 1201 Walnut St Suite 1700 | Kansas City | MO | 64106 | |---------------------------|-------------------------|-----|-------------------------| | | | | | | 10/16/2023 | | 686 | | | CA , 11 ,f ~pphtui.s.) | | | n NLr ~~r. f ., I, bL, | | | FOR OFFICIAL U<;f O L V | | | | | | | | | | | | | P ct1on of information contain d in th form ar not r q I r d tor sp d rm ~ th to IT' d umber. {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | Shawn Scholz | rm) th t, to t'1<br>t of my kno<br>b I f t<br>o<br>ed | | |--------------------|-----------------------------------------------------------|--| | rta1 ·ng to the | as of<br>AE Financial Services, LLC | | | December 31<br>025 | r or f rm, th t n 1ther the comp '1Y '10r '1Y<br>t'1 r c; | | t r or qu V tt-ec em yb h nypropr try nt r t n ny COL..ntc' fed oey as that of a customer | '>1 , tur | Signed by: | |------------|---------------| | | I )W\A, SM<") | | | | | President | | **This filir-g\* cont ·n (ch ck** II **pplic bl box c;)·** - ,. m n oft, ,a Id, CO 10 - - - <sup>n</sup>tr r r ( p nt d, f - - - pdtrooe rit v - tf'l ') JS Jf r J,tf' - - - 0 1 >l **1** (' 1 / ( 2 0 l~ ,; p - l FR W 18 l - q1 1Ao *I* FR **.1** c I l - <sup>f</sup> • t E h t 0 /CFR 1 c I - r Ex I A to *q* 0 { - or u t mer 1 c t i - If f' l+y U 0 r u d 1 lfR - ,it t n n r 1/ - - /, d - - - 7 - n…Read the full text as markdown