Full text of I5EQUITY's X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2020 {1}------------------------------------------------ UNITED STATES SF.cURITIF.S AND EXCHANGE COMMISSION Washington, D.C. 2054·9 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | | | 01\6 APFROVAL | | |---------------|--|---------------------------|--| | 01\6 ~ rrber: | | 3235-0123 | | | | | Expires: October 31, 2023 | | | | | Estimated average burden | | | | | hours per response 12.00 | | | | | SEC FILE NUl\6ER | | | 8 • | 70216 | | |-----|-------|--| # **FACING PAGE** # **lnfonnation Required of Brokers and Dealers Pursuant** to **Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | R.EPORTFORTHEPERJODBEGINNING | -----------<br>1/1/2020 | AND ENDING | ---------<br>12/31/2020 | |-----------------------------------------------------------------------------|--------------------------------------------------------|------------|-----------------------------| | | MM/DD /YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | | | | OFFICIA.L USE ONLY | | IS EQUITY LLC | | | FIRM ID. t-0. | | ADDRESS OFPRJNCIPALPIACEOF BUSINESS: (Do not use P.O. Box No.) | | | | | 612 SANTA FLORITA A VE | | | | | | | | | | MILLBRAE | CA | | 94030 | | (City) | (~ate) | | (Zip Code) | | NAME A ND TELEPHONE NUMBER OF PERSON TO CONT A CT IN REGA RD TO THIS REPORT | | | | | Kathy Efrem | | | 212-897-1686 | | | | | (Area Code --Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | WWC, P.C. Certified Public Accountants | | | | | | (Name -- !f individual, slate las1,firs1, middle name) | | | | 2010 Pioneer Court | San Mateo | CA | 94403 | | (Address) | (City) | (State) | (Zip Code) | | CHFCKONE: | | | | | Qg Ce1tified Public Accountant | | | | | D<br>Public Accou!litant | | | | | D Accountant not resident in United States or any of its possessions | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption ji-om the requirement that /he annual reporl be covered by !he opinion of an independenl public accountant must be supported by a stalement of facts and circums/ances relied on as 1he basis for the exemption. See section 240.17 a-5 (e)(2).* SEC 141 0 (06-02) *Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the [omt displays a currently val…Read the full text as markdown