Full text of ALKALI PARTNERS, LLC.'s X-17A-5 filed 2021-02-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... 12.00 > SEC FILE NUMBER 8-70225 #### **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** #### **FACING PAGE** #### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING ---~0~l~/0~l/=2=02=0,______ AND EN DING | MM/DD/YY | | 12/31/2020<br>MMIDD/YY | |--------------------------------------------------------------------------|--------------------------------------------------------|---------|---------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER -<br>DEALER: | | | | | | | | OFFICIAL USE ONLY | | ALKALI PARTNERS, LLC | | | FIRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 610 SW Alder St Suite 820 | | | | | (No. and Street) | | | | | Portland OR 97205 | | | | | (State)<br>(City) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Shane Hubbell | | | | | | | | (Area Code -elep one No.) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | Spicer Jeffries LLP | (Name - if individual, state last, first, middle name) | | | | 4601 OTC Blvd, Suite 700, Denver, CO 80237 | | | | | (Address)<br>(City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | ~ Certified Public Accountant | | | | | D<br>Public Accountant | | | | | D | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *•Claims/or exemption from 1/,e requirement //rat* /he *cmm,al repon be covered b\_y the opinion of an independent public acco11111an1 mus/ bit supporied by a stalemenl of Jacls and circumstances rehed on as /he basis/or lhe exemp1io11. See seclian* UO.J *7a-5(e)(2).* SEC 14 IO (06-02) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Shane Hubbell, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statements and supporting schedules pertaining to the firm of Alkali Partners, LLC, as of December 31, 2020, are true and correct. I further swear (or aff-inn) that neither the Company nor any part…Read the full text as markdown