# PLUS VENTURE PARTNERS, LLC X-17A-5 (2026-07-23) — Broker-dealer annual report - Company: PLUS VENTURE PARTNERS, LLC - Form: X-17A-5 - Filed: 2026-07-23 - Period: 2026-06-30 - Accession: 0001754568-26-000002 - CIK: 1754568 - File #: 8-70226 - Type: Broker-dealer - Material weakness: No - Auditor: Bauer & Company - Auditor location: Austin, TX - Contact: Adam Lilling - Phone: 310-577-6700 - Email: adam@plusvp.com - Website: plusvp.com - Signed by: Adam Lilling (CEO) Original filing: https://www.sec.gov/Archives/edgar/data/1754568/000175456826000002/plusventureaudit.pdf --- {0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | SEC FILE NUMBER | | |-----------------|--| | 8-70226 | | MM/DD/YY Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 06/30/26 filing for the period beginning 07/01/25 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Plus Venture Partners, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1729 Abbot Kinney Blvd | | (No. and Street) | | | |--------------------------------------------------|------------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------| | Venice | CA | | 90291 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Adam Lilling | 310-577-6700 | adam@plusvp.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Bauer & Company | (Name - if individual, state last, first, and middle name) | | | | PO Box 27887 | Austin | TX | 78775 | | (Address) | (City) | (State) | (Zip Code) | | 11/20/2014 | | 6072 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | x ( ) 1 inc for avamation from that the sany of ronorte ha covered by the rangers of an indopediant public | | | Claims for exemption from the requirement that the annual reports of an independent pur accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | Adam Lilling | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|-------| | tinancial report pertaining to the firm of Plus Venture Partners, LLC | | as of | | 6/30 | 2 026 | | | | partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely | | as that of a customer. | Signature: | DocuSigned by: | |------------|-----------------| | Title: | 10522D5281604B7 | | CEO | | Notary Public ## This filing\*\* contains (check all applicable boxes): - (a) Statement of financial condition. - □ (b) Notes to consolidated statement of financial condition. - (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - = (d) Statement of cash flows. - = (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - □ (f) Statement of changes in liabilities subordinated to claims of creditors. - = (g) Notes to consolidated financial statements. - (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - □ (i) Computation of tangible net worth under 17 CFR 240.18a-2. - □ (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - □ (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - □ (I) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. - □ (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. - □ (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. - (o) Reconciliations, including apropriate explanations, of the FOCUS Report with computation of net capible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. - □ (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition. - (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.18a-7, as applicable. - | - (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - | (t) Independent public accountant's report based on an examination of the statement of financial condition. - (u) Independent public accountant's report based on an examination of the financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable. - □ (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - | as applicable. - □ (y) Report describing any material inadequacies found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). - □ (z) Other: - \*\*To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5(e)(2), as applicable. {2}------------------------------------------------ Financial Statements and Supplemental Information Pursuant to Rule 17A-5 under the Securities Exchange Act of 1934 As of and for the year ended June 30, 2026 Together with the Report of Independent Registered Public Accounting Firm {3}------------------------------------------------ As of and for the year ended June 30, 2026 | | Table of Contents | |--|-------------------| | | | | Report of Independent Registered Public Accounting Firm | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------| | Financial Statements | | | Statement of Financial Condition | 2 | | Statement of Income | 3 | | Statement of Changes in Members Equity | ব | | Statement of Cash Flows | 5 | | Notes to Financial Statements | 6 - 9 | | Supplemental Information | | | Schedule I | | | Schedule of Computation of Net Capital Under Rule 15c3-1 of
the Securities and Exchange Commission | 10 | | Schedule II | | | Computation for Determination of Reserve Requirements and Information Relating to Possession
or Control Requirements under Rule 15c3-3 of the Securities & Exchange Commission | 11 | | Report of Independent Registered Public Accounting Firm on Exemption Report | 12 | | Rule 15c3-3 Exemption Report | 13 | {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) ## REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Member of Plus Venture Partners, LLC ## Opinion on the Financial Statements We have audited the accompanying statement of financial condition of Plus Venture Partners, LLC as of June 30, 2026, the related statements of income, changes in member's equity, and cash flows for then ended, and the related notes and schedules (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of Plus Venture Partners, LLC as of June 30, 2026, and the results of its operations and its cash flows for then ended in conformity with accounting principles generally accepted in the United States of America. ## Basis for Opinion These financial statements are the responsibility of Plus Venture Partners, LLC's management. Our responsibility is to express an opinion on Plus Venture Partners, LLC's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to Plus Venture Partners, LLC in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial misstatement. whether due to error or fraud. Our audit included performing procedures to assess the risks of material of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion. ## Auditor's Report on Supplemental Information The Computation of Net Capital and Aggregate Indebtedness Pursuant to Rule 15c3-1 of the Securities and Exchange Commission (Schedule I), the Computation for Determination of Reserve Requirements Under Rule 153-3 of the Securities and Exchange Commission and the Information Relating to the Possession or Control Requirements Under Rule 15c3-3 of the Securities and Exchange Commission (Schedule II) (the "Supplemental Information") has been subjected to audit procedures performed in comjunction with the audit of Plus Venture Partners, LLC's financial statements. The supplemental information is the responsibility of Plus Venture Partners, LLC's management. Our audit procedures included determining whether the supplemental information to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In the supplemental information, we evaluated whether the supplemental information, including its form and content, is presented in conformity with 17 C.F.R. \$240.17a-5. In our opinion, the Supplemental Information is fairly stated, in all material respects, in relation to the financial statements as a whole. BAUER & COMPANY, LLC Bauer & Company, LLC We have served as Plus Venture Partners, LLC's auditor since 2024. Austin, Texas July 22, 2026 {5}------------------------------------------------ Statement of Financial Condition As of June 30, 2026 ASSETS | Cash | ಲ್ಲಿ ಮಾ | 79,821 | |-----------------------------------------------------------------|---------|-----------------| | Prepaid Expenses and other assets | | 4,415 | | TOTAL ASSETS | ਚਰ | 84,236 | | LIABILITIES AND MEMBER'S EQUITY | | | | LIABILITIES: | | | | Accounts payable and accrued expenses
Due to related parties | S | 18,488
4,598 | | TOTAL LIABILITIES | | 23,086 | | MEMBER'S EQUITY | | 61,150 | | TOTAL MEMBER'S EQUITY | | 61,150 | | TOTAL LIABILITIES AND MEMBER'S EQUITY | ಕಿತ | 84,236 | {6}------------------------------------------------ ## Statement of Income As of and for the year ended June 30, 2026 | REVENUE: | | |-------------------------------|---------------| | Investment banking fees | 1,000,000 | | | | | Total Revenue | 1,000,000 | | | | | OPERATING EXPENSES: | | | Compensation and benefits | ಕಿ
344,730 | | Professional fees | 119,792 | | State tax expense | 51,083 | | Technology and communications | 14,983 | | Occupancy and equipment | 12,282 | | Regulatory expenses | 12,145 | | Travel and entertainment | 8,549 | | Other expenses | 8,815 | | Total Expenses | 572,379 | | | | | Net Income | S
427,621 | {7}------------------------------------------------ Statement of Changes in Member's Equity As of and for the year ended June 30, 2026 | MEMBER'S EQUITY, JULY 1, 2025 | S | 158,529 | |--------------------------------|---|-----------| | Capital contributions | | 175,000 | | Capital withdrawals | | (700,000) | | Net income | | 427,621 | | MEMBER'S EQUITY, JUNE 30, 2026 | | 61,150 | {8}------------------------------------------------ # Statement of Cash Flows As of and for the year ended June 30, 2026 | CASH FLOWS FROM OPERATING ACTIVITIES: | | |-------------------------------------------------------------|---------------| | Net income | S
427,621 | | Adjustments to reconcile net income to net cash provided by | | | operating activities: | | | Forgiveness of related party expenses | | | Net change in operating assets: | | | Decrease in prepaid expenses | રેણ | | Net change in operating liabilities: | | | Decrease in accrued tax liability | (212,000) | | Increase in accounts payable and accrued expenses | 7,968 | | Decrease in due to related parties | (2,407) | | Net Cash Provided By Operating Activities | 221,238 | | CASH FLOWS FROM FINANCING ACTIVITIES: | | | Member contributions | 175,000 | | Member withdrawals | (700,000) | | Cash Used in Financing Activities | (525,000) | | NET DECREASE IN CASH | (303,762) | | CASH AT BEGINNING OF YEAR | 383,583 | | CASH AT END OF YEAR | S
79,821 | | Supplemental Disclosure for non-cash financing activities: | | | Member Contributions | S | | | | | Supplemental Disclosures of Cash Flow Information: | | | Income Taxes Paid | ಕ್ಕಿ
9,858 | | Interest Paid | | | | 9.858 | {9}------------------------------------------------ # d effg h=7827=X5?3?<534M737868?72 12=C3?9C=B7A8;83B8?989iG?8j[@k[k0 #### - # !"#"\$%&# Q4G2l8?7GB8Q3B7?8B2@mmEN7A8OE=6>3?;RS523m565789m53:5457;E=6>3?;C=B689=?M8>786:8Bkn@k[op5?7A8M7378=C Y843F3B8HIA82=48686:8B=C7A8E=6>3?;52Q4G2l8?7GB82@mmEN7A8Oa86:8BRSHcCC8<75K81GDG27k@k[oq@7A8 E=6>3?;<=668?<89=>8B375=?2FA8?57:8<368B8D5278B89F57A7A8M8>B=K34CB=63?9:8<3683686:8B=C7A8X5?3?<534Z?9G27B;\8DG437=B;1G7A=B57; NrXZh\1rSH 1234565789453:5457;<=6>3?;@7A8686:8B52?=7453:48C=B7A898:72@=:45D375=?2@=B453:5457582=C7A8E=6>3?;@FA87A8B 3B525?D5?<=?7B3<7@7=B7=B=7A8BF528@G?48227A8686:8BA3225D?8932>8<5C53?;C=44=F21<<=G?75?DM73?93B92L>9378k[kj^[n^M8D68?7\8>=B75?DNI=>5B=K868?727= \8>=B73:48M8D68?7Y52<4=2GB82Nr1MLk[kj^[nrS@FA53?92B8>=B73:4828D68?75?C=B6375=?:;B8UG5B5?D<=6>3?582 7=952<4=28@=?3?3??G343?95?78B56:3252@25D?5C5<3?7B8>=B73:4828D68?78W>8?2827A373B8B8DG43B4;>B=K59897=7A8EA58C `>8B375?DY8<525=?a3T8BsrE`YarS3?95?<4G989F57A5?83=B7896832GB8=C328D68?7b2>B=C57=B4=22H1MLk[kj^ [n342=B8UG5B82952<4=2GB8=C7A8757483?9>=2575=?=C7A85?95K59G34598?75C589327A8E`Ya 3?93?8W>43?375=?=CA=F7A8 E`Ya63T8298<525=?23:=G7344=<375?DB82=GB<827=28D68?723?98K34G375?D>8BC=B63?<8H > IA8E=6>3?;<=?9G<72572:G25?8223<75K575823?9B8>=B72C5?3?<534B82G47232325?D48B8>=B73:48:B=T8B3D828BK5<8228D68?7H IA8E`Ya 63T8298<525=?23:=G7344=<375?DB82=GB<823?93228225?D>8BC=B63?<85?363??8B<=?25278?7F57A7A8F3;7A8 E=6>3?;=>8B3782572:G25?8223?9>B828?727A85BC5?3?<534B82G472HIA8?37GB8=C:G25?8223?93<<=G?75?D>=45<582=C7A8 :B=T8B3D828BK5<8228D68?73B87A823683298275=?=C:G25?8223?92G663B;=C25D?5C5<3?73<<=G?75?D >=45<582?=782HIA8E`Ya527A8<=6>3?;b2EA58Cc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{10}------------------------------------------------ Notes to Financial Statements As of and for the year ended June 30, 2026 ### Revenue Recognition (Continued) - (i) Identification of the contract with the customer; - (ii) Identification of the performance obligations in the contract; - (iii) Determination of the transaction price; - (iv) Allocation of the transaction price to the performance obligations in the contract; - (v) Recognition of revenue when (or as) the performance obligation is satisfied. The Company's business activities are limited to private placements of securities, engaging in transactions in the secondary market of privately held securities, and investment banking activities. The Company provides these services in connection with the terms of its contracts with customers. Revenue is generally recognized based on the services provided or when the transaction is consummated. However, for certain contracts, revenue is recognized over time for advisory arrangements in which the performance obligations are simultaneously provided by the Company and consumed by the customer. Retainers and other fees received from customers prior to recognizing revenue would be reflected as contract liabilities (deferred revenue in the statement of financial condition). For the year ended June 30, 2026, the Company recorded \$1,000,000 in revenue. ### Measurement of Credit Losses on Financial Instruments For financial assets measured at amortized cost (e.g. cash and fees receivable), the Company has evaluated the expected credit losses based on the nature and contractual life of the financial assets, credit quality of the counter party and historic and expected losses. The Company concluded that there are de minimus expected credit losses and did not record a reserve for the cash or fees receivable. The Company continually monitors these estimates over the life of the receivable. ### Income Taxes As a limited liability company, U.S. Federal tax law provides that the Company's taxable income or loss is allocated to its member in accordance with the operating agreement, whereby the Company is not subject to income tax. Therefore, no provision or liability for income taxes has been included in the financial statements. The Company applies ASC Topic 740, Income Taxes. A component of this standard prescribes a recognition and measurement threshold of tax positions taken or expected to be taken in a tax return. For those benefits to be recognized, a tax position must be more-likely-than- not to be sustained upon examination by taxing authorities. There was no material impact on the Company's financial positions as a result of the application of this standard. The Company's policy is to recognize interest and penalties associated with tax positions under this standard as a component of income tax expense, and none were recognized as there was no material impact from the overall application of this standard. The company paid state and local taxes of \$8,058 and Tennessee excise tax of \$51,083 during the current period. {11}------------------------------------------------ # \$ "b !\$!!"cdd #### -- - \)('3()U2.\*.Q2\*+W(\*(','.(3 H3);\*./;)0(&'<'\*0'./'/=-.'>?7@?@A %&'E),1\*.<'.('032.()Q).(0\*Q(3(&\*(Q).(\*2.\*P\*02'(<);2./',.2;2Q\*(2).3;)04&2Q&(&',\*C2,-,'C1)3-0'23-.e.)4. %&'10)Q'33);10'1\*02.D;2.\*.Q2\*+3(\*(','.(32.Q).;)0,2(<42(&[BWBf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`31'0Q'.(\*D');\*DD0'D\*('2./'K('/.'33().'(Q\*12(\*+4\*36Ta\*(=-.'>?7@?@AB K-(;)04&2Q&,\*.\*D','.('C1'Q(3(&'023e);+)3372;\*.<7()K'0',)('B%&'E),1\*.<&\*3.)Q-00'.(Q+\*2,3)0+)33'3 ## # \$!" %&'()(\*+\*,)-.(/-'()0'+\*('/1\*0(2'34\*356789:;)0(&'<'\*0'./'/=-.'>?7@?@AB %)(\*+'C1'.3'3-./'0(&''C1'.3'3&\*02.D\*D0'','.(4'0'5>A67@>?;)0(&'<'\*0'./'/=-.'>?7@?@AB %&'E),1\*.<&\*/'.('0'/2.()\*.'C1'.3'3&\*02.D\*D0'','.(F(&'GHD0'','.(IJ42(&2(33)+',',K'07L+-3M'.(-0'37NNE F(&'GO',K'0IJBE'0(\*2.',1+)<''3);(&'O',K'010)P2/'3'0P2Q'3()(&'E),1\*.?7@?@AB {12}------------------------------------------------ Notes to Financial Statements As of and for the year ended June 30, 2026 ### 5. Commitments and Contingencies #### Litigation The Company, from time to time, may be involved in litigation relating out of its normal course of business. Management believes there are no claims or threatened against the Company, the ultimate disposition of which would have a material impact on the Company's financial position, results of operations or cash flows. #### Risk Management The Company maintains various forms of insurance that the Company's management believes is adequate to reduce the exposure to identified risks to an acceptable level. #### 6. Concentration of Credit Risk #### Cash The Company maintains principally all cash balances in one financial institution which, at times, may exceed the amount insured by the Federal Deposit Insurance Corporation. The exposure to the Company is solely dependent upon daily bank balances and the respective strength of the financial institution. The Company has not incurred any losses on this account. At June 30, 2026, cash was below \$250,000. ### Revenue During the year ended June 30, 2026, 100% of the Company's revenues were from one customer. ### 7. Subsequent Events Events of the Company subsequent to June 30, 2026, have been evaluated through July 22, 2026, which is the date the financial statements were issued, for the purpose of identifying events that would require in the financial statements in the year ended June 30, 2026. Based upon this determined that there were no events which took place that would have a material impact on its financial statements. {13}------------------------------------------------ #### GHIJKLHMJNMLKJMO- #### - | GHIJKLHMJNMLKJMO
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:; ;<1<&(="2;("#>&?1;5&4)@5&"(&5A5B,CA"@@5&@"(&; 4&%(&4 &''+ | | | | D60&'' &(0"2;("# | | | ,- | | | &(="2;("##&''@5&"(&5AC"@@5&@"(&; 4&%(&4 &''57CA(E&<; ;<1<5&?1;5&<& ( | | ,- | | F&50& ("@&A"@@5&@"(&; 4&%(&4 &''( &(0"2;("# | | | *C | | | TE&5&"5& <"(&5;"#4;AA&5& 0&'%&(\$&& (E&25&0&4; @0<21("(; " 4(E&=<2" 3U'055&'2 4; @1 "14;(&4F"5(RRA | | | S5&25(AR 4&2& 4& (>&@;'(&5&4F1%#;0/001 (; @S;5< {14}------------------------------------------------ Computation for Determination of Reserve Requirements and Information Relating to Possession or Control Requirements under Rule 15c3-3 of the Securities & Exchange Commission ### SCHEDULE II The Company's business activities are limited to private placements of securities, engaging in transactions in the secondary market of privately held securities, and investment banking and private capital raising activities and does not hold customer funds or securities. Accordingly, it had no obligation under SEC Rule 15c3-3. {15}------------------------------------------------ ![](_page_15_Picture_0.jpeg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`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a@:C8?O5AW:Jc@:A8H7CAY defghijklmenopqqj rstuvwxyz{s|}~x 5@A8HCE\*:TDA @?O[[E[][ {16}------------------------------------------------ Rule 15c3-3 Exemption Report June 30, 2026 Plus Venture Partners, LLC (the "Company") is a registered broker to Rule 17a-5 promulgated by the Securities and Exchange Commission (17 C.F.R. §240.17a-5, "Reports to be made by certain brokers and dealers"). This Exemption Report was prepared as required by 17 C.F.R. § 240.17a- 5(d)(1) and (4). To the best of our knowledge and belief, we state the following: (1) The Company does not claim an exemption under paragraph (k) of 17 C.F.R. § 240. 15c3-3, and (2) The Company is filing this Exemption Report relying on Footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. § 240.17a-5 because the Company limits its business activities exclusively to: (1) private placement of securities; (2) engaging in transactions in the secondary market of privately held securities; and (3) investment banking and private capital raising activities and the Company (1) did not directly receive, hold, or otherwise owe funds or securities for or to customers; (2) did not carry accounts of or for customers; and (3) did not carry PAB accounts (as defined in Rule 15c3-3) throughout the most recent fiscal year without exception. Plus Venture Partners, LLC I Adam Lilling, swear (or affirm) that, to my best knowledge and belief, this Exemption Report is true and correct. DocuSigned by: Chief Executive Officer Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.